SPECTRUM PLANNING & ADVISORY SERVICES INC.

Filed: 10/17/2022ACC: 0001725394-22-000004

📋 What this filing means

SPECTRUM PLANNING & ADVISORY SERVICES INC. filed this quarterly 13F‑HR report disclosing 57 equity positions with a total reported market value of $98.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$98.9K

Total AUM (reported)

1.98M

Total Shares

Allocation by class

PORTFOLIO S&P 500 ETF$13.6K13.7%

NOTE$12.7K12.9%

ESG AWARE MSCI USA ETF$10.8K10.9%

BILL$8.3K8.4%

US TREAS BD ETF$6.7K6.8%

COM$5.4K5.4%

BLOOMBERG 1-3 MONTH T-BILL ETF$4.7K4.8%

Portfolio Concentration

Top 3$32.8K33.2%

4–10$35.7K36.1%

11–25$19.6K19.8%

Rest$10.8K10.9%

Top 3 weight

33.2%

Top 10 weight

69.3%

Voting Authority Distribution

Total shares with voting rights: 1.98M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.98M

% of voting shares100.0%

Investment Discretion (by position count)

Sole57

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings57

Rows:

SPDR SERIES TRUST PORTFOLIO S&P 500 ETF

SOLE

PORTFOLIO S&P 500 ETF

Shares323.69K

TypeSH

Market value$13.6K

13.74%

Sole

0.00

Shared

0.00

None

323.69K

ISHARES TRUST ESG AWARE MSCI USA ETF

SOLE

ESG AWARE MSCI USA ETF

Shares135.53K

TypeSH

Market value$10.8K

10.88%

Sole

0.00

Shared

0.00

None

135.53K

UNITED STATES TREASURY NOTES NOTE

SOLE

NOTE

Shares8.50K

TypePRN

Market value$8.5K

8.55%

Sole

0.00

Shared

0.00

None

8.50K

UNITED STATES TREASURY BILLS BILL

SOLE

BILL

Shares8.50K

TypePRN

Market value$8.3K

8.43%

Sole

0.00

Shared

0.00

None

8.50K

ISHARES TRUST US TREAS BD ETF

SOLE

US TREAS BD ETF

Shares295.28K

TypeSH

Market value$6.7K

6.79%

Sole

0.00

Shared

0.00

None

295.28K

SPDR BLOOMBERG 1-3 MONTH T-BILL ETF

SOLE

BLOOMBERG 1-3 MONTH T-BILL ETF

Shares51.66K

TypeSH

Market value$4.7K

4.78%

Sole

0.00

Shared

0.00

None

51.66K

SCHWAB STRATEGIC TR US AGGREGATE B ETF

SOLE

US AGGREGATE B ETF

Shares97.13K

TypeSH

Market value$4.4K

4.45%

Sole

0.00

Shared

0.00

None

97.13K

PROSHARES TRUST SHORT S&P 500 NE ETF

SOLE

SHORT S&P 500 NE ETF

Shares251.65K

TypeSH

Market value$4.3K

4.40%

Sole

0.00

Shared

0.00

None

251.65K

ISHARES TRUST EAFE VALUE ETF

SOLE

EAFE VALUE ETF

Shares96.17K

TypeSH

Market value$3.7K

3.75%

Sole

0.00

Shared

0.00

None

96.17K

ISHARES TRUST EAFE GRWTH ETF

SOLE

EAFE GRWTH ETF

Shares48K

TypeSH

Market value$3.5K

3.52%

Sole

0.00

Shared

0.00

None

48K

ISHARES TRUST CORE TOTAL USD ETF

SOLE

CORE TOTAL USD ETF

Shares69.37K

TypeSH

Market value$3.1K

3.12%

Sole

0.00

Shared

0.00

None

69.37K

INVESCO EXCHANGE TRADED FUND T S&P EMRNG MKTS ETF

SOLE

S&P EMRNG MKTS ETF

Shares104.14K

TypeSH

Market value$2.2K

2.21%

Sole

0.00

Shared

0.00

None

104.14K

SCHWAB STRATEGIC TR US TIPS ETF

SOLE

US TIPS ETF

Shares35.44K

TypeSH

Market value$1.8K

1.86%

Sole

0.00

Shared

0.00

None

35.44K

UNITED STATES TREASURY NOTES NOTE

SOLE

NOTE

Shares1.80K

TypePRN

Market value$1.8K

1.78%

Sole

0.00

Shared

0.00

None

1.80K

AMAZON COM INC COM

SOLE

COM

Shares10.30K

TypeSH

Market value$1.2K

1.18%

Sole

0.00

Shared

0.00

None

10.30K

ISHARES TRUST CORE HIGH DV ETF

SOLE

CORE HIGH DV ETF

Shares12.32K

TypeSH

Market value$1.1K

1.14%

Sole

0.00

Shared

0.00

None

12.32K

ISHARES TRUST MSCI USA MIN VOL FACTOR ETF

SOLE

MSCI USA MIN VOL FACTOR ETF

Shares16.43K

TypeSH

Market value$1.1K

1.10%

Sole

0.00

Shared

0.00

None

16.43K

ISHARES TRUST CORE S&P SCP ETF

SOLE

CORE S&P SCP ETF

Shares12.20K

TypeSH

Market value$1.1K

1.08%

Sole

0.00

Shared

0.00

None

12.20K

UNITED STATES TREASURY NOTES NOTE

SOLE

NOTE

Shares1.04K

TypePRN

Market value$1.0K

1.04%

Sole

0.00

Shared

0.00

None

1.04K

ISHARES TRUST 10-20 YR TRS ETF

SOLE

10-20 YR TRS ETF

Shares8.91K

TypeSH

Market value$970.00

0.98%

Sole

0.00

Shared

0.00

None

8.91K

MICROSOFT CORP COM

SOLE

COM

Shares4.11K

TypeSH

Market value$957.00

0.97%

Sole

0.00

Shared

0.00

None

4.11K

SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF

SOLE

PORTFOLI S&P 1500 COMP STK ETF

Shares21.32K

TypeSH

Market value$941.00

0.95%

Sole

0.00

Shared

0.00

None

21.32K

ISHARES TRUST MBS ETF

SOLE

MBS ETF

Shares9.20K

TypeSH

Market value$842.00

0.85%

Sole

0.00

Shared

0.00

None

9.20K

UNITED STATES TREASURY NOTES NOTE

SOLE

NOTE

Shares800.00

TypePRN

Market value$794.00

0.80%

Sole

0.00

Shared

0.00

None

800.00

WOODWARD INC COM

SOLE

COM

Shares9.07K

TypeSH

Market value$728.00

0.74%

Sole

0.00

Shared

0.00

None

9.07K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SERIES TRUST PORTFOLIO S&P 500 ETFSOLE	PORTFOLIO S&P 500 ETF	323.69K	SH	$13.6K 13.74%	323.69K
ISHARES TRUST ESG AWARE MSCI USA ETFSOLE	ESG AWARE MSCI USA ETF	135.53K	SH	$10.8K 10.88%	135.53K
UNITED STATES TREASURY NOTES NOTESOLE	NOTE	8.50K	PRN	$8.5K 8.55%	8.50K
UNITED STATES TREASURY BILLS BILLSOLE	BILL	8.50K	PRN	$8.3K 8.43%	8.50K
ISHARES TRUST US TREAS BD ETFSOLE	US TREAS BD ETF	295.28K	SH	$6.7K 6.79%	295.28K
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE	BLOOMBERG 1-3 MONTH T-BILL ETF	51.66K	SH	$4.7K 4.78%	51.66K
SCHWAB STRATEGIC TR US AGGREGATE B ETFSOLE	US AGGREGATE B ETF	97.13K	SH	$4.4K 4.45%	97.13K
PROSHARES TRUST SHORT S&P 500 NE ETFSOLE	SHORT S&P 500 NE ETF	251.65K	SH	$4.3K 4.40%	251.65K
ISHARES TRUST EAFE VALUE ETFSOLE	EAFE VALUE ETF	96.17K	SH	$3.7K 3.75%	96.17K
ISHARES TRUST EAFE GRWTH ETFSOLE	EAFE GRWTH ETF	48K	SH	$3.5K 3.52%	48K
ISHARES TRUST CORE TOTAL USD ETFSOLE	CORE TOTAL USD ETF	69.37K	SH	$3.1K 3.12%	69.37K
INVESCO EXCHANGE TRADED FUND T S&P EMRNG MKTS ETFSOLE	S&P EMRNG MKTS ETF	104.14K	SH	$2.2K 2.21%	104.14K
SCHWAB STRATEGIC TR US TIPS ETFSOLE	US TIPS ETF	35.44K	SH	$1.8K 1.86%	35.44K
UNITED STATES TREASURY NOTES NOTESOLE	NOTE	1.80K	PRN	$1.8K 1.78%	1.80K
AMAZON COM INC COMSOLE	COM	10.30K	SH	$1.2K 1.18%	10.30K
ISHARES TRUST CORE HIGH DV ETFSOLE	CORE HIGH DV ETF	12.32K	SH	$1.1K 1.14%	12.32K
ISHARES TRUST MSCI USA MIN VOL FACTOR ETFSOLE	MSCI USA MIN VOL FACTOR ETF	16.43K	SH	$1.1K 1.10%	16.43K
ISHARES TRUST CORE S&P SCP ETFSOLE	CORE S&P SCP ETF	12.20K	SH	$1.1K 1.08%	12.20K
UNITED STATES TREASURY NOTES NOTESOLE	NOTE	1.04K	PRN	$1.0K 1.04%	1.04K
ISHARES TRUST 10-20 YR TRS ETFSOLE	10-20 YR TRS ETF	8.91K	SH	$970.00 0.98%	8.91K
MICROSOFT CORP COMSOLE	COM	4.11K	SH	$957.00 0.97%	4.11K
SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETFSOLE	PORTFOLI S&P 1500 COMP STK ETF	21.32K	SH	$941.00 0.95%	21.32K
ISHARES TRUST MBS ETFSOLE	MBS ETF	9.20K	SH	$842.00 0.85%	9.20K
UNITED STATES TREASURY NOTES NOTESOLE	NOTE	800.00	PRN	$794.00 0.80%	800.00
WOODWARD INC COMSOLE	COM	9.07K	SH	$728.00 0.74%	9.07K

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