Filed: 10/27/2023ACC: 0001214659-23-013964
📋 What this filing means
SPECTRUM FINANCIAL ALLIANCE LTD LLC filed this quarterly 13F‑HR report disclosing 14 equity positions with a total reported market value of $198.47M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
14
Positions
$198.47M
Total AUM (reported)
2.60M
Total Shares
Allocation by class
COM$138.48M69.8%
COM NEW$30.51M15.4%
CL A$15.95M8.0%
SMALL CP ETF$9.68M4.9%
SHORT TERM TREAS$3.86M1.9%
Portfolio Concentration
Top 3$91.11M45.9%
4–10$99.93M50.3%
11–25$7.43M3.7%
Top 3 weight
45.9%
Top 10 weight
96.3%
Voting Authority Distribution
Total shares with voting rights: 2.60M
Sole
Full voting authority
2.60M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole14
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings14
Rows:
BOEING CO
SOLEShares178.34K
TypeSH
Market value$32.98M
16.62%
Sole
178.34K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares1.10M
TypeSH
Market value$29.40M
14.81%
Sole
1.10M
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares264.49K
TypeSH
Market value$28.74M
14.48%
Sole
264.49K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares55.33K
TypeSH
Market value$24.41M
12.30%
Sole
55.33K
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares506.13K
TypeSH
Market value$20.97M
10.57%
Sole
506.13K
Shared
0.00
None
0.00
MARRIOTT INTL INC NEW
SOLEShares82.66K
TypeSH
Market value$15.95M
8.03%
Sole
82.66K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares31.79K
TypeSH
Market value$12.10M
6.10%
Sole
31.79K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares52.53K
TypeSH
Market value$9.68M
4.87%
Sole
52.53K
Shared
0.00
None
0.00
GENERAL ELECTRIC CO
SOLEShares87.23K
TypeSH
Market value$9.54M
4.81%
Sole
87.23K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP
SOLEShares141.95K
TypeSH
Market value$7.29M
3.67%
Sole
141.95K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares67.05K
TypeSH
Market value$3.86M
1.94%
Sole
67.05K
Shared
0.00
None
0.00
CAPITAL ONE FINL CORP
SOLEShares29K
TypeSH
Market value$2.76M
1.39%
Sole
29K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares8.75K
TypeSH
Market value$605.5K
0.31%
Sole
8.75K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares627.00
TypeSH
Market value$205.5K
0.10%
Sole
627.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
BOEING COSOLE | COM | 178.34K | SH | $32.98M 16.62% | 178.34K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 1.10M | SH | $29.40M 14.81% | 1.10M | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 264.49K | SH | $28.74M 14.48% | 264.49K | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | COM | 55.33K | SH | $24.41M 12.30% | 55.33K | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 506.13K | SH | $20.97M 10.57% | 506.13K | 0.00 | 0.00 |
MARRIOTT INTL INC NEWSOLE | CL A | 82.66K | SH | $15.95M 8.03% | 82.66K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 31.79K | SH | $12.10M 6.10% | 31.79K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 52.53K | SH | $9.68M 4.87% | 52.53K | 0.00 | 0.00 |
GENERAL ELECTRIC COSOLE | COM NEW | 87.23K | SH | $9.54M 4.81% | 87.23K | 0.00 | 0.00 |
SCHWAB CHARLES CORPSOLE | COM | 141.95K | SH | $7.29M 3.67% | 141.95K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 67.05K | SH | $3.86M 1.94% | 67.05K | 0.00 | 0.00 |
CAPITAL ONE FINL CORPSOLE | COM | 29K | SH | $2.76M 1.39% | 29K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 8.75K | SH | $605.5K 0.31% | 8.75K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 627.00 | SH | $205.5K 0.10% | 627.00 | 0.00 | 0.00 |