Filed: 7/19/2023ACC: 0001214659-23-009776
📋 What this filing means
SPECTRUM FINANCIAL ALLIANCE LTD LLC filed this quarterly 13F‑HR report disclosing 13 equity positions with a total reported market value of $210.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
13
Positions
$210.45M
Total AUM (reported)
2.99M
Total Shares
Allocation by class
COM$137.86M65.5%
COM NEW$31.73M15.1%
CL A$14.90M7.1%
ULTA BLMBG 2017$14.81M7.0%
SMALL CP ETF$11.16M5.3%
Portfolio Concentration
Top 3$98.97M47.0%
4–10$106.13M50.4%
11–25$5.35M2.5%
Top 3 weight
47.0%
Top 10 weight
97.5%
Voting Authority Distribution
Total shares with voting rights: 2.99M
Sole
Full voting authority
2.99M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole13
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings13
Rows:
BOEING CO
SOLEShares175.53K
TypeSH
Market value$37.07M
17.61%
Sole
175.53K
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares261.65K
TypeSH
Market value$31.15M
14.80%
Sole
261.65K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares1.07M
TypeSH
Market value$30.75M
14.61%
Sole
1.07M
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares53.33K
TypeSH
Market value$24.55M
11.67%
Sole
53.33K
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares490.32K
TypeSH
Market value$22.57M
10.73%
Sole
490.32K
Shared
0.00
None
0.00
MARRIOTT INTL INC NEW
SOLEShares81.14K
TypeSH
Market value$14.90M
7.08%
Sole
81.14K
Shared
0.00
None
0.00
PROSHARES TR II
SOLEShares626.09K
TypeSH
Market value$14.81M
7.04%
Sole
626.09K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares56.09K
TypeSH
Market value$11.16M
5.30%
Sole
56.09K
Shared
0.00
None
0.00
GENERAL ELECTRIC CO
SOLEShares83.33K
TypeSH
Market value$9.15M
4.35%
Sole
83.33K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares22.18K
TypeSH
Market value$8.99M
4.27%
Sole
22.18K
Shared
0.00
None
0.00
CAPITAL ONE FINL CORP
SOLEShares29.40K
TypeSH
Market value$3.22M
1.53%
Sole
29.40K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP
SOLEShares30.79K
TypeSH
Market value$1.75M
0.83%
Sole
30.79K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares6.22K
TypeSH
Market value$392.7K
0.19%
Sole
6.22K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
BOEING COSOLE | COM | 175.53K | SH | $37.07M 17.61% | 175.53K | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 261.65K | SH | $31.15M 14.80% | 261.65K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 1.07M | SH | $30.75M 14.61% | 1.07M | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | COM | 53.33K | SH | $24.55M 11.67% | 53.33K | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 490.32K | SH | $22.57M 10.73% | 490.32K | 0.00 | 0.00 |
MARRIOTT INTL INC NEWSOLE | CL A | 81.14K | SH | $14.90M 7.08% | 81.14K | 0.00 | 0.00 |
PROSHARES TR IISOLE | ULTA BLMBG 2017 | 626.09K | SH | $14.81M 7.04% | 626.09K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 56.09K | SH | $11.16M 5.30% | 56.09K | 0.00 | 0.00 |
GENERAL ELECTRIC COSOLE | COM NEW | 83.33K | SH | $9.15M 4.35% | 83.33K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 22.18K | SH | $8.99M 4.27% | 22.18K | 0.00 | 0.00 |
CAPITAL ONE FINL CORPSOLE | COM | 29.40K | SH | $3.22M 1.53% | 29.40K | 0.00 | 0.00 |
SCHWAB CHARLES CORPSOLE | COM | 30.79K | SH | $1.75M 0.83% | 30.79K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 6.22K | SH | $392.7K 0.19% | 6.22K | 0.00 | 0.00 |