Filed: 2/28/2023ACC: 0001214659-23-003176
📋 What this filing means
SPECTRUM FINANCIAL ALLIANCE LTD LLC filed this quarterly 13F‑HR report disclosing 11 equity positions with a total reported market value of $197.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
11
Positions
$197.78M
Total AUM (reported)
2.67M
Total Shares
Allocation by class
COM$140.21M70.9%
COM NEW$28.25M14.3%
ULTA BLMBG 2017$17.25M8.7%
CL A$12.07M6.1%
Portfolio Concentration
Top 3$100.43M50.8%
4–10$97.13M49.1%
11–25$217.8K0.1%
Top 3 weight
50.8%
Top 10 weight
99.9%
Voting Authority Distribution
Total shares with voting rights: 2.67M
Sole
Full voting authority
2.67M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole11
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings11
Rows:
LOCKHEED MARTIN CORP
SOLEShares76.77K
TypeSH
Market value$37.35M
18.88%
Sole
76.77K
Shared
0.00
None
0.00
BOEING CO
SOLEShares173.94K
TypeSH
Market value$33.13M
16.75%
Sole
173.94K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares904.33K
TypeSH
Market value$29.95M
15.14%
Sole
904.33K
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares260.17K
TypeSH
Market value$28.60M
14.46%
Sole
260.17K
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares478.74K
TypeSH
Market value$21.65M
10.95%
Sole
478.74K
Shared
0.00
None
0.00
PROSHARES TR II
SOLEShares569.05K
TypeSH
Market value$17.25M
8.72%
Sole
569.05K
Shared
0.00
None
0.00
MARRIOTT INTL INC NEW
SOLEShares81.08K
TypeSH
Market value$12.07M
6.10%
Sole
81.08K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares19.53K
TypeSH
Market value$8.37M
4.23%
Sole
19.53K
Shared
0.00
None
0.00
GENERAL ELECTRIC CO
SOLEShares78.67K
TypeSH
Market value$6.59M
3.33%
Sole
78.67K
Shared
0.00
None
0.00
CAPITAL ONE FINL CORP
SOLEShares27.83K
TypeSH
Market value$2.59M
1.31%
Sole
27.83K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares908.00
TypeSH
Market value$217.8K
0.11%
Sole
908.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LOCKHEED MARTIN CORPSOLE | COM | 76.77K | SH | $37.35M 18.88% | 76.77K | 0.00 | 0.00 |
BOEING COSOLE | COM | 173.94K | SH | $33.13M 16.75% | 173.94K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 904.33K | SH | $29.95M 15.14% | 904.33K | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 260.17K | SH | $28.60M 14.46% | 260.17K | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 478.74K | SH | $21.65M 10.95% | 478.74K | 0.00 | 0.00 |
PROSHARES TR IISOLE | ULTA BLMBG 2017 | 569.05K | SH | $17.25M 8.72% | 569.05K | 0.00 | 0.00 |
MARRIOTT INTL INC NEWSOLE | CL A | 81.08K | SH | $12.07M 6.10% | 81.08K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 19.53K | SH | $8.37M 4.23% | 19.53K | 0.00 | 0.00 |
GENERAL ELECTRIC COSOLE | COM NEW | 78.67K | SH | $6.59M 3.33% | 78.67K | 0.00 | 0.00 |
CAPITAL ONE FINL CORPSOLE | COM | 27.83K | SH | $2.59M 1.31% | 27.83K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 908.00 | SH | $217.8K 0.11% | 908.00 | 0.00 | 0.00 |