SPEARS ROBERT R JR (EVP & CIO) exercised options at CAPSTEAD MORTGAGE CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/1/2021ACC: 0001209191-21-015220
Officer· EVP & CIO
Since Oct 2018
-44.31K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
24.43K acquired · 68.74K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+24.43K
Price / share
—
Trade value
—
% of position
3.7%
2/25/2021
657.12K→681.54K
Common Stock
Direct
Shares
−5.95K
Price / share
—
Trade value
—
% of position
0.9%
2/25/2021
681.54K→675.60K
Total
Net shares
+18.48K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/25/2021 | M · Option Exercise | +24.43K | — | — | 3.7% | 657.12K | 681.54K |
| Common Stock Direct | 2/25/2021 | D · Disposition | −5.95K | — | — | 0.9% | 681.54K | 675.60K |
| Total | +18.48K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
62.79K shares
Shares
−62.79K
Strike price
Held after
202.91K
Exercisable
—
2/25/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock62.79K shares | 2/25/2021 | M · Option Exercise | −62.79K | — | 202.91K |