SPEARS ROBERT R JR (EVP & CIO) exercised options at CAPSTEAD MORTGAGE CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/21/2021ACC: 0000899243-21-041087
Officer· EVP & CIO
Since Oct 2018
-878.50K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
202.91K acquired · 1.08M disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+202.91K
Price / share
—
Trade value
—
% of position
30.0%
10/19/2021
675.60K→878.50K
Common Stock
Direct
Shares
−878.50K
Price / share
—
Trade value
—
% of position
New position
10/19/2021
878.50K→0.00
Total
Net shares
−675.60K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/19/2021 | M · Option Exercise | +202.91K | — | — | 30.0% | 675.60K | 878.50K |
| Common Stock Direct | 10/19/2021 | D · Disposition | −878.50K | — | — | New position | 878.50K | 0.00 |
| Total | −675.60K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
202.91K shares
Shares
−202.91K
Strike price
Held after
0.00
Exercisable
—
10/19/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock202.91K shares | 10/19/2021 | M · Option Exercise | −202.91K | — | 0.00 |