SPAIN MICHAEL H exercised options at TOMPKINS FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/16/2025ACC: 0001127602-25-001303
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.51K acquired · 1.51K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+1.51K
Price / share
—
Trade value
—
% of position
1.1%
1/15/2025
136.34K→137.85K
Total
Net shares
+1.51K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/15/2025 | M · Option Exercise | +1.51K | — | — | 1.1% | 136.34K | 137.85K |
| Total | +1.51K | $0.00 | ||||||
Derivative Transactions1
Phantom Stock
Direct
Converts to
Common Stock
1.51K shares
Shares
−1.51K
Strike price
Held after
6.03K
Exercisable
—
1/15/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Direct | Common Stock1.51K shares | 1/15/2025 | M · Option Exercise | −1.51K | — | 6.03K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned0.61
Common Stock
IndirectShares owned42.05K
Total
42.05K indirect42.05K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 0.61 | Indirect |
| Common Stock | 42.05K | Indirect |
| Total | 42.05K | 42.05K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported