SPAIN MICHAEL H exercised options at TOMPKINS FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/16/2026ACC: 0001005817-26-000018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.56K acquired · 1.56K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+1.56K
Price / share
—
Trade value
—
% of position
1.1%
1/15/2026
137.85K→139.41K
Total
Net shares
+1.56K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/15/2026 | M · Option Exercise | +1.56K | — | — | 1.1% | 137.85K | 139.41K |
| Total | +1.56K | $0.00 | ||||||
Derivative Transactions1
Phantom Stock
Direct
Converts to
Common Stock
1.56K shares
Shares
−1.56K
Strike price
Held after
4.69K
Exercisable
—
1/15/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Direct | Common Stock1.56K shares | 1/15/2026 | M · Option Exercise | −1.56K | — | 4.69K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned0.61
Total
0.61 indirect0.61
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 0.61 | Indirect |
| Total | 0.61 | 0.61 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported