Filed: 10/4/2021ACC: 0001013762-21-000172
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10% Owner
Since Jun 2020
0.00
Baseline shares
0.00
Direct ownership
0 positions
9.47M
Derivative underlying
6 instruments
0
Security positions
All direct
Non-Derivative Holdings0
No non-derivative holdings reported
Derivative Holdings6
Series A Convertible Debentures
IndirectUnderlying security
Common Stock
Underlying shares
1.83M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
799K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Series A-1 Convertible Debentures
IndirectUnderlying security
Common Stock
Underlying shares
2.90M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Series A-1 Convertible Debentures
IndirectUnderlying security
Common Stock
Underlying shares
2.32M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
630.56K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
1M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
9.47M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series A Convertible Debentures Indirect | Common Stock | — | — | 1.83M | N/A | |
| Warrants Indirect | Common Stock | — | — | 799K | N/A | |
| Series A-1 Convertible Debentures Indirect | Common Stock | — | — | 2.90M | N/A | |
| Series A-1 Convertible Debentures Indirect | Common Stock | — | — | 2.32M | N/A | |
| Warrants Indirect | Common Stock | — | — | 630.56K | N/A | |
| Warrants Indirect | Common Stock | — | — | 1M | N/A | |
| Total | 9.47M | 0.00 | ||||