SOWELL FINANCIAL SERVICES LLC

Filed: 11/8/2023ACC: 0001633697-23-000004

📋 What this filing means

SOWELL FINANCIAL SERVICES LLC filed this quarterly 13F‑HR report disclosing 506 equity positions with a total reported market value of $1.59B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

506

Positions

$1.59B

Total AUM (reported)

32.97M

Total Shares

Allocation by class

COM$550.25M34.5%

CORE S&P500 ETF$53.74M3.4%

UNIT SER 1$46.45M2.9%

CL B NEW$23.30M1.5%

CL A$23.14M1.5%

MSCI USA QLT FCT$22.22M1.4%

TR UNIT$22.21M1.4%

Portfolio Concentration

Top 3$169.44M10.6%

4–10$180.74M11.3%

11–25$224.52M14.1%

Rest$1.02B63.9%

Top 3 weight

10.6%

Top 10 weight

22.0%

Voting Authority Distribution

Total shares with voting rights: 32.97M

Sole

Full voting authority

32.97M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole506

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings506

Rows:

APPLE INC

SOLE

COM

Shares404.49K

TypeSH

Market value$69.25M

4.35%

Sole

404.49K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares124.58K

TypeSH

Market value$53.74M

3.37%

Sole

124.58K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares129.45K

TypeSH

Market value$46.45M

2.91%

Sole

129.45K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares136.26K

TypeSH

Market value$43.02M

2.70%

Sole

136.26K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares237.13K

TypeSH

Market value$30.14M

1.89%

Sole

237.13K

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares66.51K

TypeSH

Market value$23.30M

1.46%

Sole

66.51K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares167.97K

TypeSH

Market value$22.22M

1.39%

Sole

167.97K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares51.73K

TypeSH

Market value$22.21M

1.39%

Sole

51.73K

Shared

0.00

None

0.00

TWO RDS SHARED TR

SOLE

AFFINITY WORLD

Shares788.38K

TypeSH

Market value$20.02M

1.26%

Sole

788.38K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares45.55K

TypeSH

Market value$19.82M

1.24%

Sole

45.55K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares261.86K

TypeSH

Market value$19.68M

1.24%

Sole

261.86K

Shared

0.00

None

0.00

SPROTT PHYSICAL GOLD TR

SOLE

UNIT

Shares1.34M

TypeSH

Market value$19.20M

1.21%

Sole

1.34M

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares65.46K

TypeSH

Market value$17.45M

1.09%

Sole

65.46K

Shared

0.00

None

0.00

EXXON MOBIL CORP

SOLE

COM

Shares142.53K

TypeSH

Market value$16.76M

1.05%

Sole

142.53K

Shared

0.00

None

0.00

GOLDMAN SACHS ETF TR

SOLE

ACCES TREASURY

Shares167.31K

TypeSH

Market value$16.75M

1.05%

Sole

167.31K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares56.15K

TypeSH

Market value$15.29M

0.96%

Sole

56.15K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares155.21K

TypeSH

Market value$14.60M

0.92%

Sole

155.21K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares67.08K

TypeSH

Market value$14.25M

0.89%

Sole

67.08K

Shared

0.00

None

0.00

DIMENSIONAL ETF TRUST

SOLE

US EQUITY ETF

Shares290.51K

TypeSH

Market value$13.52M

0.85%

Sole

290.51K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares264.12K

TypeSH

Market value$13.25M

0.83%

Sole

264.12K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares101.03K

TypeSH

Market value$13.22M

0.83%

Sole

101.03K

Shared

0.00

None

0.00

CHEVRON CORP NEW

SOLE

COM

Shares77.51K

TypeSH

Market value$13.07M

0.82%

Sole

77.51K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL C

Shares98.91K

TypeSH

Market value$13.04M

0.82%

Sole

98.91K

Shared

0.00

None

0.00

JPMORGAN CHASE & CO

SOLE

COM

Shares86.85K

TypeSH

Market value$12.60M

0.79%

Sole

86.85K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares167.39K

TypeSH

Market value$11.84M

0.74%

Sole

167.39K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
APPLE INCSOLE	COM	404.49K	SH	$69.25M 4.35%	404.49K
ISHARES TRSOLE	CORE S&P500 ETF	124.58K	SH	$53.74M 3.37%	124.58K
INVESCO QQQ TRSOLE	UNIT SER 1	129.45K	SH	$46.45M 2.91%	129.45K
MICROSOFT CORPSOLE	COM	136.26K	SH	$43.02M 2.70%	136.26K
AMAZON COM INCSOLE	COM	237.13K	SH	$30.14M 1.89%	237.13K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	66.51K	SH	$23.30M 1.46%	66.51K
ISHARES TRSOLE	MSCI USA QLT FCT	167.97K	SH	$22.22M 1.39%	167.97K
SPDR S&P 500 ETF TRSOLE	TR UNIT	51.73K	SH	$22.21M 1.39%	51.73K
TWO RDS SHARED TRSOLE	AFFINITY WORLD	788.38K	SH	$20.02M 1.26%	788.38K
NVIDIA CORPORATIONSOLE	COM	45.55K	SH	$19.82M 1.24%	45.55K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	261.86K	SH	$19.68M 1.24%	261.86K
SPROTT PHYSICAL GOLD TRSOLE	UNIT	1.34M	SH	$19.20M 1.21%	1.34M
ISHARES TRSOLE	RUS 1000 GRW ETF	65.46K	SH	$17.45M 1.09%	65.46K
EXXON MOBIL CORPSOLE	COM	142.53K	SH	$16.76M 1.05%	142.53K
GOLDMAN SACHS ETF TRSOLE	ACCES TREASURY	167.31K	SH	$16.75M 1.05%	167.31K
VANGUARD INDEX FDSSOLE	GROWTH ETF	56.15K	SH	$15.29M 0.96%	56.15K
ISHARES TRSOLE	CORE US AGGBD ET	155.21K	SH	$14.60M 0.92%	155.21K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	67.08K	SH	$14.25M 0.89%	67.08K
DIMENSIONAL ETF TRUSTSOLE	US EQUITY ETF	290.51K	SH	$13.52M 0.85%	290.51K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	264.12K	SH	$13.25M 0.83%	264.12K
ALPHABET INCSOLE	CAP STK CL A	101.03K	SH	$13.22M 0.83%	101.03K
CHEVRON CORP NEWSOLE	COM	77.51K	SH	$13.07M 0.82%	77.51K
ALPHABET INCSOLE	CAP STK CL C	98.91K	SH	$13.04M 0.82%	98.91K
JPMORGAN CHASE & COSOLE	COM	86.85K	SH	$12.60M 0.79%	86.85K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	167.39K	SH	$11.84M 0.74%	167.39K

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