SOVEREIGN'S CAPITAL II, LP reported 1 transaction at LIQUIDIA TECHNOLOGIES INC
Review the transaction codes below to understand the nature of each event.
Filed: 8/1/2018ACC: 0001104659-18-048812
10% Owner
Since Jul 2018
-1.39M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
87.97K acquired · 1.48M disposed
Non-Derivative Transactions1
Common stock
Direct
Shares
+78.66K
Price / share
—
Trade value
—
% of position
New position
7/30/2018
0.00→78.66K
Total
Net shares
+78.66K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common stock Direct | 7/30/2018 | C · Conversion | +78.66K | — | — | New position | 0.00 | 78.66K |
| Total | +78.66K | $0.00 | ||||||
Derivative Transactions3
Series D Preferred Stock
Direct
Converts to
Common Stock
78.66K shares
Shares
−1.32M
Strike price
Held after
0.00
Exercisable
—
7/30/2018
Warrant to purchase Series D Preferred Stock
Direct
Converts to
Series D Preferred Stock
156.75K shares
Shares
−156.75K
Strike price
0.01
Held after
0.00
Exercisable
—
7/30/2018
Warrant to purchase Common Stock
Direct
Converts to
Common Stock
9.31K shares
Shares
+9.31K
Strike price
0.01
Held after
9.31K
Exercisable
—
7/30/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series D Preferred Stock Direct | Common Stock78.66K shares | 7/30/2018 | C · Conversion | −1.32M | — | 0.00 | |
| Warrant to purchase Series D Preferred Stock Direct | Series D Preferred Stock156.75K shares | 7/30/2018 | J · J | −156.75K | 0.01 | — | 0.00 |
| Warrant to purchase Common Stock Direct | Common Stock9.31K shares | 7/30/2018 | J · J | +9.31K | 0.01 | — | 9.31K |