SOUTHWELL DAVID P reported 1 transaction at ROCKET PHARMACEUTICALS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 8/6/2026ACC: 0001140361-26-031471
Director
Since Nov 2018
+150K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
150K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+150K
Price / share
—
Trade value
—
% of position
275.1%
8/3/2026
54.52K→204.52K
Total
Net shares
+150K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/3/2026 | J · J | +150K | — | — | 275.1% | 54.52K | 204.52K |
| Total | +150K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned113.12K
Total
113.12K indirect113.12K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 113.12K | Indirect |
| Total | 113.12K | 113.12K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported