SOURCE FINANCIAL ADVISORS LLC

Filed: 10/26/2023ACC: 0001830954-23-000006

📋 What this filing means

SOURCE FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 122 equity positions with a total reported market value of $296.44M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

122

Positions

$296.44M

Total AUM (reported)

4.82M

Total Shares

Allocation by class

COM$94.58M31.9%

TR UNIT$27.17M9.2%

CORE S&P500 ETF$18.29M6.2%

TAX EXEMPT BD$11.97M4.0%

CLASS A COM$11.39M3.8%

TOTAL STK MKT$10.04M3.4%

US TREAS BD ETF$8.66M2.9%

Portfolio Concentration

Top 3$86.65M29.2%

4–10$74.50M25.1%

11–25$60.45M20.4%

Rest$74.84M25.2%

Top 3 weight

29.2%

Top 10 weight

54.4%

Voting Authority Distribution

Total shares with voting rights: 4.82M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

29.85K

% of voting shares0.6%

None

No voting authority

4.79M

% of voting shares99.4%

Investment Discretion (by position count)

Sole78

Shared0

Other44

Dominant voting typeNone · 99.4% of voting shares

Institutional Holdings122

Rows:

UBER TECHNOLOGIES INC

SOLE

COM

Shares758.95K

TypeSH

Market value$34.90M

11.77%

Sole

0.00

Shared

0.00

None

758.95K

SPDR S&P 500 ETF TR

OTR

TR UNIT

Shares63.56K

TypeSH

Market value$27.17M

9.17%

Sole

0.00

Shared

125.00

None

63.44K

MARKETAXESS HLDGS INC

OTR

COM

Shares115.02K

TypeSH

Market value$24.57M

8.29%

Sole

0.00

Shared

15.00

None

115.01K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares42.59K

TypeSH

Market value$18.29M

6.17%

Sole

0.00

Shared

0.00

None

42.59K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares248.79K

TypeSH

Market value$11.97M

4.04%

Sole

0.00

Shared

0.00

None

248.79K

CONFLUENT INC

SOLE

CLASS A COM

Shares384.72K

TypeSH

Market value$11.39M

3.84%

Sole

0.00

Shared

0.00

None

384.72K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares47.26K

TypeSH

Market value$10.04M

3.39%

Sole

0.00

Shared

0.00

None

47.26K

ISHARES TR

SOLE

US TREAS BD ETF

Shares393.15K

TypeSH

Market value$8.66M

2.92%

Sole

0.00

Shared

0.00

None

393.15K

PENN ENTERTAINMENT INC

SOLE

COM

Shares322.63K

TypeSH

Market value$7.40M

2.50%

Sole

0.00

Shared

0.00

None

322.63K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares80.11K

TypeSH

Market value$6.75M

2.28%

Sole

0.00

Shared

0.00

None

80.11K

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares98.55K

TypeSH

Market value$5.91M

1.99%

Sole

0.00

Shared

0.00

None

98.55K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares62.38K

TypeSH

Market value$5.88M

1.98%

Sole

0.00

Shared

0.00

None

62.38K

ELASTIC N V

SOLE

ORD SHS

Shares72.12K

TypeSH

Market value$5.86M

1.98%

Sole

0.00

Shared

0.00

None

72.12K

EXCHANGE LISTED FDS TR

SOLE

ETC GAVEKAL ASIA

Shares66.83K

TypeSH

Market value$4.93M

1.66%

Sole

0.00

Shared

0.00

None

66.83K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares97.22K

TypeSH

Market value$4.65M

1.57%

Sole

0.00

Shared

0.00

None

97.22K

JPMORGAN CHASE & CO

OTR

COM

Shares29.34K

TypeSH

Market value$4.26M

1.44%

Sole

0.00

Shared

920.00

None

28.42K

APPLE INC

OTR

COM

Shares22.49K

TypeSH

Market value$3.85M

1.30%

Sole

0.00

Shared

2.26K

None

20.23K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares40.52K

TypeSH

Market value$3.81M

1.29%

Sole

0.00

Shared

0.00

None

40.52K

MICROSOFT CORP

OTR

COM

Shares10.70K

TypeSH

Market value$3.38M

1.14%

Sole

0.00

Shared

949.00

None

9.75K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares64.22K

TypeSH

Market value$3.23M

1.09%

Sole

0.00

Shared

0.00

None

64.22K

ISHARES TR

SOLE

ISHS 1-5YR INVS

Shares63.75K

TypeSH

Market value$3.18M

1.07%

Sole

0.00

Shared

0.00

None

63.75K

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares33.64K

TypeSH

Market value$3.04M

1.03%

Sole

0.00

Shared

0.00

None

33.64K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares44.53K

TypeSH

Market value$2.87M

0.97%

Sole

0.00

Shared

0.00

None

44.53K

I SHARES U S ETF TR

SOLE

BLACKROCK SHORT

Shares57.32K

TypeSH

Market value$2.85M

0.96%

Sole

0.00

Shared

0.00

None

57.32K

INVESCO QQQ TR

OTR

UNIT SER 1

Shares7.71K

TypeSH

Market value$2.76M

0.93%

Sole

0.00

Shared

188.00

None

7.52K

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
UBER TECHNOLOGIES INCSOLE	COM	758.95K	SH	$34.90M 11.77%	0.00	758.95K
SPDR S&P 500 ETF TROTR	TR UNIT	63.56K	SH	$27.17M 9.17%	125.00	63.44K
MARKETAXESS HLDGS INCOTR	COM	115.02K	SH	$24.57M 8.29%	15.00	115.01K
ISHARES TRSOLE	CORE S&P500 ETF	42.59K	SH	$18.29M 6.17%	0.00	42.59K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	248.79K	SH	$11.97M 4.04%	0.00	248.79K
CONFLUENT INCSOLE	CLASS A COM	384.72K	SH	$11.39M 3.84%	0.00	384.72K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	47.26K	SH	$10.04M 3.39%	0.00	47.26K
ISHARES TRSOLE	US TREAS BD ETF	393.15K	SH	$8.66M 2.92%	0.00	393.15K
PENN ENTERTAINMENT INCSOLE	COM	322.63K	SH	$7.40M 2.50%	0.00	322.63K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	80.11K	SH	$6.75M 2.28%	0.00	80.11K
ISHARES TRSOLE	CORE MSCI TOTAL	98.55K	SH	$5.91M 1.99%	0.00	98.55K
ISHARES TRSOLE	CORE S&P TTL STK	62.38K	SH	$5.88M 1.98%	0.00	62.38K
ELASTIC N VSOLE	ORD SHS	72.12K	SH	$5.86M 1.98%	0.00	72.12K
EXCHANGE LISTED FDS TRSOLE	ETC GAVEKAL ASIA	66.83K	SH	$4.93M 1.66%	0.00	66.83K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	97.22K	SH	$4.65M 1.57%	0.00	97.22K
JPMORGAN CHASE & COOTR	COM	29.34K	SH	$4.26M 1.44%	920.00	28.42K
APPLE INCOTR	COM	22.49K	SH	$3.85M 1.30%	2.26K	20.23K
ISHARES TRSOLE	CORE US AGGBD ET	40.52K	SH	$3.81M 1.29%	0.00	40.52K
MICROSOFT CORPOTR	COM	10.70K	SH	$3.38M 1.14%	949.00	9.75K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	64.22K	SH	$3.23M 1.09%	0.00	64.22K
ISHARES TRSOLE	ISHS 1-5YR INVS	63.75K	SH	$3.18M 1.07%	0.00	63.75K
SELECT SECTOR SPDR TRSOLE	ENERGY	33.64K	SH	$3.04M 1.03%	0.00	33.64K
ISHARES TRSOLE	CORE MSCI EAFE	44.53K	SH	$2.87M 0.97%	0.00	44.53K
I SHARES U S ETF TRSOLE	BLACKROCK SHORT	57.32K	SH	$2.85M 0.96%	0.00	57.32K
INVESCO QQQ TROTR	UNIT SER 1	7.71K	SH	$2.76M 0.93%	188.00	7.52K

Page 1 of 5

…