SOURCE FINANCIAL ADVISORS LLC

Filed: 4/20/2023ACC: 0001830954-23-000004

📋 What this filing means

SOURCE FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 122 equity positions with a total reported market value of $298.47M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

122

Positions

$298.47M

Total AUM (reported)

4.78M

Total Shares

Allocation by class

COM$100.99M33.8%

TR UNIT$22.67M7.6%

CORE S&P500 ETF$17.48M5.9%

US TREAS BD ETF$12.43M4.2%

TOTAL STK MKT$10.98M3.7%

TAX EXEMPT BD$10.39M3.5%

CLASS A COM$8.41M2.8%

Portfolio Concentration

Top 3$100.22M33.6%

4–10$74.77M25.1%

11–25$53.33M17.9%

Rest$70.14M23.5%

Top 3 weight

33.6%

Top 10 weight

58.6%

Voting Authority Distribution

Total shares with voting rights: 4.78M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

34.94K

% of voting shares0.7%

None

No voting authority

4.74M

% of voting shares99.3%

Investment Discretion (by position count)

Sole121

Shared0

Other1

Dominant voting typeNone · 99.3% of voting shares

Institutional Holdings122

Rows:

MARKETAXESS HLDGS INC

SOLE

COM

Shares115.05K

TypeSH

Market value$45.02M

15.08%

Sole

0.00

Shared

20.00

None

115.03K

UBER TECHNOLOGIES INC

SOLE

COM

Shares1.03M

TypeSH

Market value$32.53M

10.90%

Sole

0.00

Shared

0.00

None

1.03M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares55.38K

TypeSH

Market value$22.67M

7.60%

Sole

0.00

Shared

125.00

None

55.25K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares42.52K

TypeSH

Market value$17.48M

5.86%

Sole

0.00

Shared

0.00

None

42.52K

ISHARES TR

SOLE

US TREAS BD ETF

Shares531.64K

TypeSH

Market value$12.43M

4.16%

Sole

0.00

Shared

0.00

None

531.64K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares53.77K

TypeSH

Market value$10.98M

3.68%

Sole

0.00

Shared

0.00

None

53.77K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares205.09K

TypeSH

Market value$10.39M

3.48%

Sole

0.00

Shared

0.00

None

205.09K

CONFLUENT INC

SOLE

CLASS A COM

Shares349.53K

TypeSH

Market value$8.41M

2.82%

Sole

0.00

Shared

0.00

None

349.53K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares85.45K

TypeSH

Market value$7.74M

2.59%

Sole

0.00

Shared

0.00

None

85.45K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares90.49K

TypeSH

Market value$7.35M

2.46%

Sole

0.00

Shared

0.00

None

90.49K

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares81.53K

TypeSH

Market value$5.05M

1.69%

Sole

0.00

Shared

0.00

None

81.53K

EXCHANGE LISTED FDS TR

SOLE

ETC GAVEKAL ASIA

Shares63.78K

TypeSH

Market value$4.96M

1.66%

Sole

0.00

Shared

0.00

None

63.78K

JPMORGAN CHASE & CO

SOLE

COM

Shares36.23K

TypeSH

Market value$4.72M

1.58%

Sole

0.00

Shared

671.00

None

35.56K

ISHARES TR

SOLE

0-5YR HI YL CP

Shares110.30K

TypeSH

Market value$4.60M

1.54%

Sole

0.00

Shared

0.00

None

110.30K

ELASTIC N V

SOLE

ORD SHS

Shares75.19K

TypeSH

Market value$4.35M

1.46%

Sole

0.00

Shared

0.00

None

75.19K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares38.12K

TypeSH

Market value$3.80M

1.27%

Sole

0.00

Shared

0.00

None

38.12K

I SHARES U S ETF TR

SOLE

BLACKROCK SHORT

Shares73.06K

TypeSH

Market value$3.65M

1.22%

Sole

0.00

Shared

0.00

None

73.06K

APPLE INC

SOLE

Stock

Shares21.62K

TypeSH

Market value$3.57M

1.19%

Sole

0.00

Shared

2.25K

None

19.38K

SNAP INC

SOLE

CL A

Shares285.97K

TypeSH

Market value$3.21M

1.07%

Sole

0.00

Shared

0.00

None

285.97K

MICROSOFT CORP

SOLE

COM

Shares10.23K

TypeSH

Market value$2.95M

0.99%

Sole

0.00

Shared

931.00

None

9.30K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares43.21K

TypeSH

Market value$2.89M

0.97%

Sole

0.00

Shared

0.00

None

43.21K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares7.89K

TypeSH

Market value$2.53M

0.85%

Sole

0.00

Shared

194.00

None

7.70K

NEW RELIC INC

SOLE

COM

Shares31.98K

TypeSH

Market value$2.41M

0.81%

Sole

0.00

Shared

0.00

None

31.98K

ISHARES TR

SOLE

ISHS 1-5YR INVS

Shares46.93K

TypeSH

Market value$2.37M

0.79%

Sole

0.00

Shared

0.00

None

46.93K

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares88.46K

TypeSH

Market value$2.28M

0.76%

Sole

0.00

Shared

0.00

None

88.46K

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
MARKETAXESS HLDGS INCSOLE	COM	115.05K	SH	$45.02M 15.08%	20.00	115.03K
UBER TECHNOLOGIES INCSOLE	COM	1.03M	SH	$32.53M 10.90%	0.00	1.03M
SPDR S&P 500 ETF TRSOLE	TR UNIT	55.38K	SH	$22.67M 7.60%	125.00	55.25K
ISHARES TRSOLE	CORE S&P500 ETF	42.52K	SH	$17.48M 5.86%	0.00	42.52K
ISHARES TRSOLE	US TREAS BD ETF	531.64K	SH	$12.43M 4.16%	0.00	531.64K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	53.77K	SH	$10.98M 3.68%	0.00	53.77K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	205.09K	SH	$10.39M 3.48%	0.00	205.09K
CONFLUENT INCSOLE	CLASS A COM	349.53K	SH	$8.41M 2.82%	0.00	349.53K
ISHARES TRSOLE	CORE S&P TTL STK	85.45K	SH	$7.74M 2.59%	0.00	85.45K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	90.49K	SH	$7.35M 2.46%	0.00	90.49K
ISHARES TRSOLE	CORE MSCI TOTAL	81.53K	SH	$5.05M 1.69%	0.00	81.53K
EXCHANGE LISTED FDS TRSOLE	ETC GAVEKAL ASIA	63.78K	SH	$4.96M 1.66%	0.00	63.78K
JPMORGAN CHASE & COSOLE	COM	36.23K	SH	$4.72M 1.58%	671.00	35.56K
ISHARES TRSOLE	0-5YR HI YL CP	110.30K	SH	$4.60M 1.54%	0.00	110.30K
ELASTIC N VSOLE	ORD SHS	75.19K	SH	$4.35M 1.46%	0.00	75.19K
ISHARES TRSOLE	CORE US AGGBD ET	38.12K	SH	$3.80M 1.27%	0.00	38.12K
I SHARES U S ETF TRSOLE	BLACKROCK SHORT	73.06K	SH	$3.65M 1.22%	0.00	73.06K
APPLE INCSOLE	Stock	21.62K	SH	$3.57M 1.19%	2.25K	19.38K
SNAP INCSOLE	CL A	285.97K	SH	$3.21M 1.07%	0.00	285.97K
MICROSOFT CORPSOLE	COM	10.23K	SH	$2.95M 0.99%	931.00	9.30K
ISHARES TRSOLE	CORE MSCI EAFE	43.21K	SH	$2.89M 0.97%	0.00	43.21K
INVESCO QQQ TRSOLE	UNIT SER 1	7.89K	SH	$2.53M 0.85%	194.00	7.70K
NEW RELIC INCSOLE	COM	31.98K	SH	$2.41M 0.81%	0.00	31.98K
ISHARES TRSOLE	ISHS 1-5YR INVS	46.93K	SH	$2.37M 0.79%	0.00	46.93K
SPDR SER TRSOLE	PORTFOLIO AGRGTE	88.46K	SH	$2.28M 0.76%	0.00	88.46K

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