SOURCE FINANCIAL ADVISORS LLC

Filed: 1/31/2023ACC: 0001830954-23-000003

📋 What this filing means

SOURCE FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 117 equity positions with a total reported market value of $266.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

117

Positions

$266.16M

Total AUM (reported)

4.94M

Total Shares

Allocation by class

COM$87.35M32.8%

TR UNIT$16.82M6.3%

CORE S&P500 ETF$12.77M4.8%

TOTAL STK MKT$12.54M4.7%

US TREAS BD ETF$8.75M3.3%

CORE S&P TTL STK$8.27M3.1%

ACTIVEBETA US LG$7.46M2.8%

Portfolio Concentration

Top 3$79.67M29.9%

4–10$63.95M24.0%

11–25$52.62M19.8%

Rest$69.92M26.3%

Top 3 weight

29.9%

Top 10 weight

54.0%

Voting Authority Distribution

Total shares with voting rights: 4.69M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

23.98K

% of voting shares0.5%

None

No voting authority

4.66M

% of voting shares99.5%

Investment Discretion (by position count)

Sole77

Shared0

Other40

Dominant voting typeNone · 99.5% of voting shares

Institutional Holdings117

Rows:

MARKETAXESS HLDGS INC

OTR

COM

Shares122.03K

TypeSH

Market value$34.03M

12.79%

Sole

0.00

Shared

18.00

None

122.02K

UBER TECHNOLOGIES INC

SOLE

COM

Shares1.17M

TypeSH

Market value$28.81M

10.83%

Sole

0.00

Shared

0.00

None

1.17M

SPDR S&P 500 ETF TR

OTR

TR UNIT

Shares43.99K

TypeSH

Market value$16.82M

6.32%

Sole

0.00

Shared

125.00

None

43.87K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares33.23K

TypeSH

Market value$12.77M

4.80%

Sole

0.00

Shared

0.00

None

33.23K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares65.58K

TypeSH

Market value$12.54M

4.71%

Sole

0.00

Shared

0.00

None

65.58K

ISHARES TR

SOLE

US TREAS BD ETF

Shares385.04K

TypeSH

Market value$8.75M

3.29%

Sole

0.00

Shared

0.00

None

385.04K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares97.50K

TypeSH

Market value$8.27M

3.11%

Sole

0.00

Shared

0.00

None

97.50K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares97.96K

TypeSH

Market value$7.46M

2.80%

Sole

0.00

Shared

0.00

None

97.96K

CONFLUENT INC

SOLE

CLASS A COM

Shares327.74K

TypeSH

Market value$7.29M

2.74%

Sole

0.00

Shared

0.00

None

327.74K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares138.99K

TypeSH

Market value$6.88M

2.58%

Sole

0.00

Shared

0.00

None

138.99K

EXCHANGE LISTED FDS TR

SOLE

ETC GAVEKAL ASIA

Shares69.68K

TypeSH

Market value$5.50M

2.07%

Sole

0.00

Shared

0.00

None

69.68K

JPMORGAN CHASE & CO

OTR

COM

Shares39.68K

TypeSH

Market value$5.32M

2.00%

Sole

0.00

Shared

671.00

None

39.01K

ISHARES TR

SOLE

TIPS BD ETF

Shares38.05K

TypeSH

Market value$4.05M

1.52%

Sole

0.00

Shared

0.00

None

38.05K

ELASTIC N V

SOLE

ORD SHS

Shares75.19K

TypeSH

Market value$3.87M

1.45%

Sole

0.00

Shared

0.00

None

75.19K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares61.97K

TypeSH

Market value$3.82M

1.44%

Sole

0.00

Shared

0.00

None

61.97K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares38.60K

TypeSH

Market value$3.74M

1.41%

Sole

0.00

Shared

0.00

None

38.60K

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares38.82K

TypeSH

Market value$3.40M

1.28%

Sole

0.00

Shared

0.00

None

38.82K

ISHARES TR

SOLE

EAFE VALUE ETF

Shares66.80K

TypeSH

Market value$3.06M

1.15%

Sole

0.00

Shared

0.00

None

66.80K

APPLE INC

OTR

Stock

Shares23.07K

TypeSH

Market value$3.00M

1.13%

Sole

0.00

Shared

2.27K

None

20.80K

MICROSOFT CORP

OTR

COM

Shares12.07K

TypeSH

Market value$2.90M

1.09%

Sole

0.00

Shared

915.00

None

11.16K

ISHARES TR

SOLE

U.S. TECH ETF

Shares38.65K

TypeSH

Market value$2.88M

1.08%

Sole

0.00

Shared

0.00

None

38.65K

ISHARES TR

SOLE

0-5YR HI YL CP

Shares70.34K

TypeSH

Market value$2.88M

1.08%

Sole

0.00

Shared

0.00

None

70.34K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares38.08K

TypeSH

Market value$2.84M

1.07%

Sole

0.00

Shared

0.00

None

38.08K

ISHARES TR

SOLE

U.S. FIN SVC ETF

Shares17.82K

TypeSH

Market value$2.81M

1.05%

Sole

0.00

Shared

0.00

None

17.82K

SNAP INC

SOLE

CL A

Shares285.97K

TypeSH

Market value$2.56M

0.96%

Sole

0.00

Shared

0.00

None

285.97K

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
MARKETAXESS HLDGS INCOTR	COM	122.03K	SH	$34.03M 12.79%	18.00	122.02K
UBER TECHNOLOGIES INCSOLE	COM	1.17M	SH	$28.81M 10.83%	0.00	1.17M
SPDR S&P 500 ETF TROTR	TR UNIT	43.99K	SH	$16.82M 6.32%	125.00	43.87K
ISHARES TRSOLE	CORE S&P500 ETF	33.23K	SH	$12.77M 4.80%	0.00	33.23K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	65.58K	SH	$12.54M 4.71%	0.00	65.58K
ISHARES TRSOLE	US TREAS BD ETF	385.04K	SH	$8.75M 3.29%	0.00	385.04K
ISHARES TRSOLE	CORE S&P TTL STK	97.50K	SH	$8.27M 3.11%	0.00	97.50K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	97.96K	SH	$7.46M 2.80%	0.00	97.96K
CONFLUENT INCSOLE	CLASS A COM	327.74K	SH	$7.29M 2.74%	0.00	327.74K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	138.99K	SH	$6.88M 2.58%	0.00	138.99K
EXCHANGE LISTED FDS TRSOLE	ETC GAVEKAL ASIA	69.68K	SH	$5.50M 2.07%	0.00	69.68K
JPMORGAN CHASE & COOTR	COM	39.68K	SH	$5.32M 2.00%	671.00	39.01K
ISHARES TRSOLE	TIPS BD ETF	38.05K	SH	$4.05M 1.52%	0.00	38.05K
ELASTIC N VSOLE	ORD SHS	75.19K	SH	$3.87M 1.45%	0.00	75.19K
ISHARES TRSOLE	CORE MSCI EAFE	61.97K	SH	$3.82M 1.44%	0.00	61.97K
ISHARES TRSOLE	CORE US AGGBD ET	38.60K	SH	$3.74M 1.41%	0.00	38.60K
SELECT SECTOR SPDR TRSOLE	ENERGY	38.82K	SH	$3.40M 1.28%	0.00	38.82K
ISHARES TRSOLE	EAFE VALUE ETF	66.80K	SH	$3.06M 1.15%	0.00	66.80K
APPLE INCOTR	Stock	23.07K	SH	$3.00M 1.13%	2.27K	20.80K
MICROSOFT CORPOTR	COM	12.07K	SH	$2.90M 1.09%	915.00	11.16K
ISHARES TRSOLE	U.S. TECH ETF	38.65K	SH	$2.88M 1.08%	0.00	38.65K
ISHARES TRSOLE	0-5YR HI YL CP	70.34K	SH	$2.88M 1.08%	0.00	70.34K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	38.08K	SH	$2.84M 1.07%	0.00	38.08K
ISHARES TRSOLE	U.S. FIN SVC ETF	17.82K	SH	$2.81M 1.05%	0.00	17.82K
SNAP INCSOLE	CL A	285.97K	SH	$2.56M 0.96%	0.00	285.97K

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