Filed: 11/13/2023ACC: 0001214659-23-014830
📋 What this filing means
SOUNDWATCH CAPITAL LLC filed this quarterly 13F‑HR report disclosing 29 equity positions with a total reported market value of $464.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
29
Positions
$464.35M
Total AUM (reported)
1.68M
Total Shares
Allocation by class
TR UNIT$222.98M48.0%
CORE S&P500 ETF$185.04M39.8%
COM$15.53M3.3%
SOUNDWATCH HEDGD$11.02M2.4%
S&P 500 ETF SHS$9.52M2.1%
LARGE CAP ETF$5.70M1.2%
UNIT SER 1$4.38M0.9%
Portfolio Concentration
Top 3$419.04M90.2%
4–10$36.51M7.9%
11–25$7.95M1.7%
Rest$839.4K0.2%
Top 3 weight
90.2%
Top 10 weight
98.1%
Voting Authority Distribution
Total shares with voting rights: 150.04K
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
150.04K
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other29
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings29
Rows:
SPDR S&P 500 ETF TR
OTRShares521.62K
TypeSH
Market value$222.98M
48.02%
Sole
0.00
Shared
0.00
None
1.40K
ISHARES TR
OTRShares430.89K
TypeSH
Market value$185.04M
39.85%
Sole
0.00
Shared
0.00
None
10.17K
TRUST FOR ADVISED PORTFOLIOS
OTRShares477.10K
TypeSH
Market value$11.02M
2.37%
Sole
0.00
Shared
0.00
None
65.81K
APPLE INC
OTRShares64.06K
TypeSH
Market value$10.97M
2.36%
Sole
0.00
Shared
0.00
None
5.81K
VANGUARD INDEX FDS
OTRShares24.25K
TypeSH
Market value$9.52M
2.05%
Sole
0.00
Shared
0.00
None
1.34K
VANGUARD INDEX FDS
OTRShares29.11K
TypeSH
Market value$5.70M
1.23%
Sole
0.00
Shared
0.00
None
638.00
INVESCO QQQ TR
OTRShares12.21K
TypeSH
Market value$4.38M
0.94%
Sole
0.00
Shared
0.00
None
142.00
VANGUARD WORLD FD
OTRShares48.58K
TypeSH
Market value$3.65M
0.79%
Sole
0.00
Shared
0.00
None
45.53K
ISHARES TR
OTRShares9.26K
TypeSH
Market value$1.22M
0.26%
Sole
0.00
Shared
0.00
None
174.00
AMAZON COM INC
OTRShares8.44K
TypeSH
Market value$1.07M
0.23%
Sole
0.00
Shared
0.00
None
1.90K
UNITEDHEALTH GROUP INC
OTRShares2.04K
TypeSH
Market value$1.03M
0.22%
Sole
0.00
Shared
0.00
None
110.00
ISHARES TR
OTRShares4.33K
TypeSH
Market value$1.02M
0.22%
Sole
0.00
Shared
0.00
None
935.00
MICROSOFT CORP
OTRShares3.17K
TypeSH
Market value$1.00M
0.22%
Sole
0.00
Shared
0.00
None
615.00
ISHARES TR
OTRShares6.60K
TypeSH
Market value$622.0K
0.13%
Sole
0.00
Shared
0.00
None
1.60K
GOLDMAN SACHS GROUP INC
OTRShares1.78K
TypeSH
Market value$576.6K
0.12%
Sole
0.00
Shared
0.00
None
1.78K
ISHARES TR
OTRShares2.56K
TypeSH
Market value$513.6K
0.11%
Sole
0.00
Shared
0.00
None
2.56K
VANECK ETF TRUST
OTRShares6.25K
TypeSH
Market value$474.0K
0.10%
Sole
0.00
Shared
0.00
None
300.00
ISHARES TR
OTRShares3.99K
TypeSH
Market value$418.6K
0.09%
Sole
0.00
Shared
0.00
None
1.22K
SCHWAB STRATEGIC TR
OTRShares5.66K
TypeSH
Market value$411.3K
0.09%
Sole
0.00
Shared
0.00
None
1.44K
SPDR DOW JONES INDL AVERAGE
OTRShares1.13K
TypeSH
Market value$377.2K
0.08%
Sole
0.00
Shared
0.00
None
1.13K
VANGUARD WORLD FDS
OTRShares878.00
TypeSH
Market value$364.3K
0.08%
Sole
0.00
Shared
0.00
None
542.00
ADOBE INC
OTRShares683.00
TypeSH
Market value$348.3K
0.08%
Sole
0.00
Shared
0.00
None
100.00
TEXAS INSTRS INC
OTRShares1.71K
TypeSH
Market value$272.1K
0.06%
Sole
0.00
Shared
0.00
None
1.60K
APPLIED MATLS INC
OTRShares1.93K
TypeSH
Market value$266.9K
0.06%
Sole
0.00
Shared
0.00
None
19.00
ISHARES TR
OTRShares5.27K
TypeSH
Market value$261.1K
0.06%
Sole
0.00
Shared
0.00
None
2K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TROTR | TR UNIT | 521.62K | SH | $222.98M 48.02% | 0.00 | 0.00 | 1.40K |
ISHARES TROTR | CORE S&P500 ETF | 430.89K | SH | $185.04M 39.85% | 0.00 | 0.00 | 10.17K |
TRUST FOR ADVISED PORTFOLIOSOTR | SOUNDWATCH HEDGD | 477.10K | SH | $11.02M 2.37% | 0.00 | 0.00 | 65.81K |
APPLE INCOTR | COM | 64.06K | SH | $10.97M 2.36% | 0.00 | 0.00 | 5.81K |
VANGUARD INDEX FDSOTR | S&P 500 ETF SHS | 24.25K | SH | $9.52M 2.05% | 0.00 | 0.00 | 1.34K |
VANGUARD INDEX FDSOTR | LARGE CAP ETF | 29.11K | SH | $5.70M 1.23% | 0.00 | 0.00 | 638.00 |
INVESCO QQQ TROTR | UNIT SER 1 | 12.21K | SH | $4.38M 0.94% | 0.00 | 0.00 | 142.00 |
VANGUARD WORLD FDOTR | ESG US STK ETF | 48.58K | SH | $3.65M 0.79% | 0.00 | 0.00 | 45.53K |
ISHARES TROTR | MSCI USA QLT FCT | 9.26K | SH | $1.22M 0.26% | 0.00 | 0.00 | 174.00 |
AMAZON COM INCOTR | COM | 8.44K | SH | $1.07M 0.23% | 0.00 | 0.00 | 1.90K |
UNITEDHEALTH GROUP INCOTR | COM | 2.04K | SH | $1.03M 0.22% | 0.00 | 0.00 | 110.00 |
ISHARES TROTR | RUS 1000 ETF | 4.33K | SH | $1.02M 0.22% | 0.00 | 0.00 | 935.00 |
MICROSOFT CORPOTR | COM | 3.17K | SH | $1.00M 0.22% | 0.00 | 0.00 | 615.00 |
ISHARES TROTR | CORE S&P TTL STK | 6.60K | SH | $622.0K 0.13% | 0.00 | 0.00 | 1.60K |
GOLDMAN SACHS GROUP INCOTR | COM | 1.78K | SH | $576.6K 0.12% | 0.00 | 0.00 | 1.78K |
ISHARES TROTR | S&P 100 ETF | 2.56K | SH | $513.6K 0.11% | 0.00 | 0.00 | 2.56K |
VANECK ETF TRUSTOTR | MRNGSTR WDE MOAT | 6.25K | SH | $474.0K 0.10% | 0.00 | 0.00 | 300.00 |
ISHARES TROTR | U.S. TECH ETF | 3.99K | SH | $418.6K 0.09% | 0.00 | 0.00 | 1.22K |
SCHWAB STRATEGIC TROTR | US LCAP GR ETF | 5.66K | SH | $411.3K 0.09% | 0.00 | 0.00 | 1.44K |
SPDR DOW JONES INDL AVERAGEOTR | UT SER 1 | 1.13K | SH | $377.2K 0.08% | 0.00 | 0.00 | 1.13K |
VANGUARD WORLD FDSOTR | INF TECH ETF | 878.00 | SH | $364.3K 0.08% | 0.00 | 0.00 | 542.00 |
ADOBE INCOTR | COM | 683.00 | SH | $348.3K 0.08% | 0.00 | 0.00 | 100.00 |
TEXAS INSTRS INCOTR | COM | 1.71K | SH | $272.1K 0.06% | 0.00 | 0.00 | 1.60K |
APPLIED MATLS INCOTR | COM | 1.93K | SH | $266.9K 0.06% | 0.00 | 0.00 | 19.00 |
ISHARES TROTR | CORE DIV GRWTH | 5.27K | SH | $261.1K 0.06% | 0.00 | 0.00 | 2K |
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