Filed: 8/14/2023ACC: 0001214659-23-011303
📋 What this filing means
SOUNDWATCH CAPITAL LLC filed this quarterly 13F‑HR report disclosing 34 equity positions with a total reported market value of $393.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
34
Positions
$393.30M
Total AUM (reported)
7.39M
Total Shares
Allocation by class
CORE S&P500 ETF$170.54M43.4%
TR UNIT$167.15M42.5%
COM$15.51M3.9%
S&P 500 ETF SHS$9.93M2.5%
SOUNDWATCH HEDGD$9.06M2.3%
LARGE CAP ETF$5.77M1.5%
UNIT SER 1$3.93M1.0%
Portfolio Concentration
Top 3$349.00M88.7%
4–10$34.55M8.8%
11–25$8.31M2.1%
Rest$1.43M0.4%
Top 3 weight
88.7%
Top 10 weight
97.5%
Voting Authority Distribution
Total shares with voting rights: 3.89M
Sole
Full voting authority
222.78K
shares
% of voting shares5.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.67M
shares
% of voting shares94.3%
Investment Discretion (by position count)
Sole0
Shared0
Other34
Dominant voting typeNone · 94.3% of voting shares
Institutional Holdings34
Rows:
ISHARES TR
DFNDShares2.73M
TypeSH
Market value$170.54M
43.36%
Sole
222.77K
Shared
0.00
None
222.77K
SPDR S&P 500 ETF TR
OTRShares590.27K
TypeSH
Market value$167.15M
42.50%
Sole
0.00
Shared
0.00
None
48.00
APPLE INC
OTRShares58.13K
TypeSH
Market value$11.31M
2.88%
Sole
0.00
Shared
0.00
None
23.00
VANGUARD INDEX FDS
OTRShares22.81K
TypeSH
Market value$9.93M
2.53%
Sole
0.00
Shared
0.00
None
1.67K
TRUST FOR ADVISED PORTFOLIOS
OTRShares63.15K
TypeSH
Market value$9.06M
2.30%
Sole
0.00
Shared
0.00
None
10.96K
VANGUARD INDEX FDS
OTRShares23.34K
TypeSH
Market value$5.77M
1.47%
Sole
0.00
Shared
0.00
None
256.00
INVESCO QQQ TR
OTRShares6.38K
TypeSH
Market value$3.93M
1.00%
Sole
0.00
Shared
0.00
None
42.00
VANGUARD WORLD FD
OTRShares4.00
TypeSH
Market value$3.57M
0.91%
Sole
0.00
Shared
0.00
None
4.00
ISHARES TR
OTRShares18.12K
TypeSH
Market value$1.23M
0.31%
Sole
0.00
Shared
0.00
None
37.00
ISHARES TR
OTRShares4.34K
TypeSH
Market value$1.06M
0.27%
Sole
0.00
Shared
0.00
None
50.00
UNITEDHEALTH GROUP INC
OTRShares1.90K
TypeSH
Market value$928.1K
0.24%
Sole
0.00
Shared
0.00
None
18.00
MICROSOFT CORP
OTRShares2.69K
TypeSH
Market value$914.4K
0.23%
Sole
0.00
Shared
0.00
None
41.00
AMAZON COM INC
OTRShares4.98K
TypeSH
Market value$896.9K
0.23%
Sole
0.00
Shared
0.00
None
3.00
VANECK ETF TRUST
OTRShares2.70M
TypeSH
Market value$879.4K
0.22%
Sole
0.00
Shared
0.00
None
2.69M
ISHARES TR
OTRShares6.60K
TypeSH
Market value$646.1K
0.16%
Sole
0.00
Shared
0.00
None
1.91K
GOLDMAN SACHS GROUP INC
OTRShares21.00
TypeSH
Market value$574.8K
0.15%
Sole
0.00
Shared
0.00
None
21.00
ISHARES TR
OTRShares2.56K
TypeSH
Market value$530.1K
0.13%
Sole
0.00
Shared
0.00
None
2.56K
SCHWAB STRATEGIC TR
OTRShares6.04K
TypeSH
Market value$452.8K
0.12%
Sole
0.00
Shared
0.00
None
82.00
ISHARES TR
OTRShares12.47K
TypeSH
Market value$409.2K
0.10%
Sole
0.00
Shared
0.00
None
9.81K
ISHARES TR
OTRShares6.41K
TypeSH
Market value$400.8K
0.10%
Sole
0.00
Shared
0.00
None
10.00
VANGUARD WORLD FDS
OTRShares878.00
TypeSH
Market value$388.2K
0.10%
Sole
0.00
Shared
0.00
None
118.00
SPDR DOW JONES INDL AVERAGE
OTRShares1.13K
TypeSH
Market value$387.2K
0.10%
Sole
0.00
Shared
0.00
None
1.13K
INVESCO EXCHANGE TRADED FD T
OTRShares1.67K
TypeSH
Market value$313.8K
0.08%
Sole
0.00
Shared
0.00
None
900.00
TEXAS INSTRS INC
OTRShares1.71K
TypeSH
Market value$308.0K
0.08%
Sole
0.00
Shared
0.00
None
6.00
ADOBE SYSTEMS INCORPORATED
OTRShares583.00
TypeSH
Market value$285.1K
0.07%
Sole
0.00
Shared
0.00
None
3.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 2.73M | SH | $170.54M 43.36% | 222.77K | 0.00 | 222.77K |
SPDR S&P 500 ETF TROTR | TR UNIT | 590.27K | SH | $167.15M 42.50% | 0.00 | 0.00 | 48.00 |
APPLE INCOTR | COM | 58.13K | SH | $11.31M 2.88% | 0.00 | 0.00 | 23.00 |
VANGUARD INDEX FDSOTR | S&P 500 ETF SHS | 22.81K | SH | $9.93M 2.53% | 0.00 | 0.00 | 1.67K |
TRUST FOR ADVISED PORTFOLIOSOTR | SOUNDWATCH HEDGD | 63.15K | SH | $9.06M 2.30% | 0.00 | 0.00 | 10.96K |
VANGUARD INDEX FDSOTR | LARGE CAP ETF | 23.34K | SH | $5.77M 1.47% | 0.00 | 0.00 | 256.00 |
INVESCO QQQ TROTR | UNIT SER 1 | 6.38K | SH | $3.93M 1.00% | 0.00 | 0.00 | 42.00 |
VANGUARD WORLD FDOTR | ESG US STK ETF | 4.00 | SH | $3.57M 0.91% | 0.00 | 0.00 | 4.00 |
ISHARES TROTR | MSCI USA QLT FCT | 18.12K | SH | $1.23M 0.31% | 0.00 | 0.00 | 37.00 |
ISHARES TROTR | RUS 1000 ETF | 4.34K | SH | $1.06M 0.27% | 0.00 | 0.00 | 50.00 |
UNITEDHEALTH GROUP INCOTR | COM | 1.90K | SH | $928.1K 0.24% | 0.00 | 0.00 | 18.00 |
MICROSOFT CORPOTR | COM | 2.69K | SH | $914.4K 0.23% | 0.00 | 0.00 | 41.00 |
AMAZON COM INCOTR | COM | 4.98K | SH | $896.9K 0.23% | 0.00 | 0.00 | 3.00 |
VANECK ETF TRUSTOTR | MRNGSTR WDE MOAT | 2.70M | SH | $879.4K 0.22% | 0.00 | 0.00 | 2.69M |
ISHARES TROTR | CORE S&P TTL STK | 6.60K | SH | $646.1K 0.16% | 0.00 | 0.00 | 1.91K |
GOLDMAN SACHS GROUP INCOTR | COM | 21.00 | SH | $574.8K 0.15% | 0.00 | 0.00 | 21.00 |
ISHARES TROTR | S&P 100 ETF | 2.56K | SH | $530.1K 0.13% | 0.00 | 0.00 | 2.56K |
SCHWAB STRATEGIC TROTR | US LCAP GR ETF | 6.04K | SH | $452.8K 0.12% | 0.00 | 0.00 | 82.00 |
ISHARES TROTR | U.S. TECH ETF | 12.47K | SH | $409.2K 0.10% | 0.00 | 0.00 | 9.81K |
ISHARES TROTR | EXPND TEC SC ETF | 6.41K | SH | $400.8K 0.10% | 0.00 | 0.00 | 10.00 |
VANGUARD WORLD FDSOTR | INF TECH ETF | 878.00 | SH | $388.2K 0.10% | 0.00 | 0.00 | 118.00 |
SPDR DOW JONES INDL AVERAGEOTR | UT SER 1 | 1.13K | SH | $387.2K 0.10% | 0.00 | 0.00 | 1.13K |
INVESCO EXCHANGE TRADED FD TOTR | S&P 500 TOP 50 | 1.67K | SH | $313.8K 0.08% | 0.00 | 0.00 | 900.00 |
TEXAS INSTRS INCOTR | COM | 1.71K | SH | $308.0K 0.08% | 0.00 | 0.00 | 6.00 |
ADOBE SYSTEMS INCORPORATEDOTR | COM | 583.00 | SH | $285.1K 0.07% | 0.00 | 0.00 | 3.00 |
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