Filed: 5/15/2023ACC: 0001214659-23-007211
📋 What this filing means
SOUNDWATCH CAPITAL LLC filed this quarterly 13F‑HR report disclosing 24 equity positions with a total reported market value of $435.43M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
24
Positions
$435.43M
Total AUM (reported)
1.53M
Total Shares
Allocation by class
TR UNIT$212.86M48.9%
CORE S&P500 ETF$174.49M40.1%
COM$13.64M3.1%
S&P 500 ETF SHS$9.36M2.2%
SOUNDWATCH HEDGD$8.12M1.9%
LARGE CAP ETF$5.44M1.2%
ESG US STK ETF$3.48M0.8%
Portfolio Concentration
Top 3$397.94M91.4%
4–10$31.86M7.3%
11–25$5.64M1.3%
Top 3 weight
91.4%
Top 10 weight
98.7%
Voting Authority Distribution
Total shares with voting rights: 590.39K
Sole
Full voting authority
225K
shares
% of voting shares38.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
365.39K
shares
% of voting shares61.9%
Investment Discretion (by position count)
Sole0
Shared0
Other24
Dominant voting typeNone · 61.9% of voting shares
Institutional Holdings24
Rows:
SPDR S&P 500 ETF TR
OTRShares520.04K
TypeSH
Market value$212.86M
48.88%
Sole
0.00
Shared
0.00
None
1.20K
ISHARES TR
DFNDShares424.46K
TypeSH
Market value$174.49M
40.07%
Sole
225K
Shared
0.00
None
225K
APPLE INC
OTRShares64.17K
TypeSH
Market value$10.58M
2.43%
Sole
0.00
Shared
0.00
None
5.81K
VANGUARD INDEX FDS
OTRShares25.13K
TypeSH
Market value$9.36M
2.15%
Sole
0.00
Shared
0.00
None
2.37K
TRUST FOR ADVISED PORTFOLIOS
OTRShares361.15K
TypeSH
Market value$8.12M
1.86%
Sole
0.00
Shared
0.00
None
65.81K
VANGUARD INDEX FDS
OTRShares29.11K
TypeSH
Market value$5.44M
1.25%
Sole
0.00
Shared
0.00
None
2.42K
VANGUARD WORLD FD
OTRShares48.59K
TypeSH
Market value$3.48M
0.80%
Sole
0.00
Shared
0.00
None
45.53K
INVESCO QQQ TR
OTRShares10.64K
TypeSH
Market value$3.41M
0.78%
Sole
0.00
Shared
0.00
None
142.00
ISHARES TR
OTRShares5.25K
TypeSH
Market value$1.18M
0.27%
Sole
0.00
Shared
0.00
None
50.00
UNITEDHEALTH GROUP INC
OTRShares1.81K
TypeSH
Market value$856.8K
0.20%
Sole
0.00
Shared
0.00
None
1.71K
MICROSOFT CORP
OTRShares2.69K
TypeSH
Market value$774.1K
0.18%
Sole
0.00
Shared
0.00
None
80.00
SPDR DOW JONES INDL AVERAGE
OTRShares1.91K
TypeSH
Market value$634.0K
0.15%
Sole
0.00
Shared
0.00
None
780.00
ISHARES TR
OTRShares4.84K
TypeSH
Market value$600.9K
0.14%
Sole
0.00
Shared
0.00
None
1.82K
GOLDMAN SACHS GROUP INC
OTRShares1.78K
TypeSH
Market value$582.9K
0.13%
Sole
0.00
Shared
0.00
None
1.78K
ISHARES TR
OTRShares2.56K
TypeSH
Market value$478.8K
0.11%
Sole
0.00
Shared
0.00
None
2.56K
ISHARES TR
OTRShares5K
TypeSH
Market value$452.8K
0.10%
Sole
0.00
Shared
0.00
None
3.09K
VANGUARD WORLD FDS
OTRShares878.00
TypeSH
Market value$338.4K
0.08%
Sole
0.00
Shared
0.00
None
218.00
TEXAS INSTRS INC
OTRShares1.71K
TypeSH
Market value$318.3K
0.07%
Sole
0.00
Shared
0.00
None
20.00
APPLIED MATLS INC
OTRShares2.42K
TypeSH
Market value$296.6K
0.07%
Sole
0.00
Shared
0.00
None
19.00
ISHARES TR
OTRShares2.65K
TypeSH
Market value$245.6K
0.06%
Sole
0.00
Shared
0.00
None
1.26K
SCHWAB STRATEGIC TR
OTRShares3.73K
TypeSH
Market value$243.2K
0.06%
Sole
0.00
Shared
0.00
None
525.00
INVESCO EXCHANGE TRADED FD T
OTRShares775.00
TypeSH
Market value$240.8K
0.06%
Sole
0.00
Shared
0.00
None
342.00
AMAZON COM INC
OTRShares2.18K
TypeSH
Market value$225.2K
0.05%
Sole
0.00
Shared
0.00
None
1.90K
VANECK ETF TRUST
OTRShares2.80K
TypeSH
Market value$206.5K
0.05%
Sole
0.00
Shared
0.00
None
952.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TROTR | TR UNIT | 520.04K | SH | $212.86M 48.88% | 0.00 | 0.00 | 1.20K |
ISHARES TRDFND | CORE S&P500 ETF | 424.46K | SH | $174.49M 40.07% | 225K | 0.00 | 225K |
APPLE INCOTR | COM | 64.17K | SH | $10.58M 2.43% | 0.00 | 0.00 | 5.81K |
VANGUARD INDEX FDSOTR | S&P 500 ETF SHS | 25.13K | SH | $9.36M 2.15% | 0.00 | 0.00 | 2.37K |
TRUST FOR ADVISED PORTFOLIOSOTR | SOUNDWATCH HEDGD | 361.15K | SH | $8.12M 1.86% | 0.00 | 0.00 | 65.81K |
VANGUARD INDEX FDSOTR | LARGE CAP ETF | 29.11K | SH | $5.44M 1.25% | 0.00 | 0.00 | 2.42K |
VANGUARD WORLD FDOTR | ESG US STK ETF | 48.59K | SH | $3.48M 0.80% | 0.00 | 0.00 | 45.53K |
INVESCO QQQ TROTR | UNIT SER 1 | 10.64K | SH | $3.41M 0.78% | 0.00 | 0.00 | 142.00 |
ISHARES TROTR | RUS 1000 ETF | 5.25K | SH | $1.18M 0.27% | 0.00 | 0.00 | 50.00 |
UNITEDHEALTH GROUP INCOTR | COM | 1.81K | SH | $856.8K 0.20% | 0.00 | 0.00 | 1.71K |
MICROSOFT CORPOTR | COM | 2.69K | SH | $774.1K 0.18% | 0.00 | 0.00 | 80.00 |
SPDR DOW JONES INDL AVERAGEOTR | UT SER 1 | 1.91K | SH | $634.0K 0.15% | 0.00 | 0.00 | 780.00 |
ISHARES TROTR | MSCI USA QLT FCT | 4.84K | SH | $600.9K 0.14% | 0.00 | 0.00 | 1.82K |
GOLDMAN SACHS GROUP INCOTR | COM | 1.78K | SH | $582.9K 0.13% | 0.00 | 0.00 | 1.78K |
ISHARES TROTR | S&P 100 ETF | 2.56K | SH | $478.8K 0.11% | 0.00 | 0.00 | 2.56K |
ISHARES TROTR | CORE S&P TTL STK | 5K | SH | $452.8K 0.10% | 0.00 | 0.00 | 3.09K |
VANGUARD WORLD FDSOTR | INF TECH ETF | 878.00 | SH | $338.4K 0.08% | 0.00 | 0.00 | 218.00 |
TEXAS INSTRS INCOTR | COM | 1.71K | SH | $318.3K 0.07% | 0.00 | 0.00 | 20.00 |
APPLIED MATLS INCOTR | COM | 2.42K | SH | $296.6K 0.07% | 0.00 | 0.00 | 19.00 |
ISHARES TROTR | U.S. TECH ETF | 2.65K | SH | $245.6K 0.06% | 0.00 | 0.00 | 1.26K |
SCHWAB STRATEGIC TROTR | US LCAP GR ETF | 3.73K | SH | $243.2K 0.06% | 0.00 | 0.00 | 525.00 |
INVESCO EXCHANGE TRADED FD TOTR | S&P 500 TOP 50 | 775.00 | SH | $240.8K 0.06% | 0.00 | 0.00 | 342.00 |
AMAZON COM INCOTR | COM | 2.18K | SH | $225.2K 0.05% | 0.00 | 0.00 | 1.90K |
VANECK ETF TRUSTOTR | MRNGSTR WDE MOAT | 2.80K | SH | $206.5K 0.05% | 0.00 | 0.00 | 952.00 |