Filed: 2/14/2023ACC: 0001214659-23-002287
📋 What this filing means
SOUNDWATCH CAPITAL LLC filed this quarterly 13F‑HR report disclosing 16 equity positions with a total reported market value of $99.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
16
Positions
$99.08M
Total AUM (reported)
302.26K
Total Shares
Allocation by class
CORE S&P500 ETF$87.00M87.8%
COM$4.82M4.9%
SHS$1.71M1.7%
LARGE CAP ETF$1.34M1.3%
TR UNIT$1.04M1.0%
MUNICIPAL ETF$789.0K0.8%
S&P 100 ETF$436.7K0.4%
Portfolio Concentration
Top 3$91.55M92.4%
4–10$6.08M6.1%
11–25$1.45M1.5%
Top 3 weight
92.4%
Top 10 weight
98.5%
Voting Authority Distribution
Total shares with voting rights: 527.26K
Sole
Full voting authority
225K
shares
% of voting shares42.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
302.26K
shares
% of voting shares57.3%
Investment Discretion (by position count)
Sole0
Shared0
Other16
Dominant voting typeNone · 57.3% of voting shares
Institutional Holdings16
Rows:
ISHARES TR
OTRShares232.49K
TypeSH
Market value$87.00M
87.81%
Sole
225K
Shared
0.00
None
232.49K
UNITEDHEALTH GROUP INC
OTRShares127.00
TypeSH
Market value$2.62M
2.64%
Sole
0.00
Shared
0.00
None
127.00
APPLIED MATLS INC
OTRShares320.00
TypeSH
Market value$1.93M
1.95%
Sole
0.00
Shared
0.00
None
320.00
FIRST TR VALUE LINE DIVID IN
OTRShares452.00
TypeSH
Market value$1.71M
1.73%
Sole
0.00
Shared
0.00
None
452.00
VANGUARD INDEX FDS
OTRShares7.67K
TypeSH
Market value$1.34M
1.35%
Sole
0.00
Shared
0.00
None
7.67K
SPDR S&P 500 ETF TR
OTRShares3.75K
TypeSH
Market value$1.04M
1.05%
Sole
0.00
Shared
0.00
None
3.75K
J P MORGAN EXCHANGE TRADED F
OTRShares400.00
TypeSH
Market value$789.0K
0.80%
Sole
0.00
Shared
0.00
None
400.00
ISHARES TR
OTRShares2.56K
TypeSH
Market value$436.7K
0.44%
Sole
0.00
Shared
0.00
None
2.56K
ALPHABET INC
OTRShares260.00
TypeSH
Market value$392.9K
0.40%
Sole
0.00
Shared
0.00
None
260.00
SPDR DOW JONES INDL AVERAGE
OTRShares1.13K
TypeSH
Market value$373.1K
0.38%
Sole
0.00
Shared
0.00
None
1.13K
SELECT SECTOR SPDR TR
OTRShares352.00
TypeSH
Market value$357.2K
0.36%
Sole
0.00
Shared
0.00
None
352.00
INVESCO QQQ TR
OTRShares1.03K
TypeSH
Market value$273.5K
0.28%
Sole
0.00
Shared
0.00
None
1.03K
COCA COLA CO
OTRShares41.00
TypeSH
Market value$272.4K
0.27%
Sole
0.00
Shared
0.00
None
41.00
ISHARES TR
OTRShares3.09K
TypeSH
Market value$262.0K
0.26%
Sole
0.00
Shared
0.00
None
3.09K
VANGUARD INDEX FDS
OTRShares3.05K
TypeSH
Market value$247.9K
0.25%
Sole
0.00
Shared
0.00
None
3.05K
VANGUARD WORLD FD
OTRShares45.53K
TypeSH
Market value$35.8K
0.04%
Sole
0.00
Shared
0.00
None
45.53K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TROTR | CORE S&P500 ETF | 232.49K | SH | $87.00M 87.81% | 225K | 0.00 | 232.49K |
UNITEDHEALTH GROUP INCOTR | COM | 127.00 | SH | $2.62M 2.64% | 0.00 | 0.00 | 127.00 |
APPLIED MATLS INCOTR | COM | 320.00 | SH | $1.93M 1.95% | 0.00 | 0.00 | 320.00 |
FIRST TR VALUE LINE DIVID INOTR | SHS | 452.00 | SH | $1.71M 1.73% | 0.00 | 0.00 | 452.00 |
VANGUARD INDEX FDSOTR | LARGE CAP ETF | 7.67K | SH | $1.34M 1.35% | 0.00 | 0.00 | 7.67K |
SPDR S&P 500 ETF TROTR | TR UNIT | 3.75K | SH | $1.04M 1.05% | 0.00 | 0.00 | 3.75K |
J P MORGAN EXCHANGE TRADED FOTR | MUNICIPAL ETF | 400.00 | SH | $789.0K 0.80% | 0.00 | 0.00 | 400.00 |
ISHARES TROTR | S&P 100 ETF | 2.56K | SH | $436.7K 0.44% | 0.00 | 0.00 | 2.56K |
ALPHABET INCOTR | CAP STK CL C | 260.00 | SH | $392.9K 0.40% | 0.00 | 0.00 | 260.00 |
SPDR DOW JONES INDL AVERAGEOTR | UT SER 1 | 1.13K | SH | $373.1K 0.38% | 0.00 | 0.00 | 1.13K |
SELECT SECTOR SPDR TROTR | SBI INT-INDS | 352.00 | SH | $357.2K 0.36% | 0.00 | 0.00 | 352.00 |
INVESCO QQQ TROTR | UNIT SER 1 | 1.03K | SH | $273.5K 0.28% | 0.00 | 0.00 | 1.03K |
COCA COLA COOTR | COM | 41.00 | SH | $272.4K 0.27% | 0.00 | 0.00 | 41.00 |
ISHARES TROTR | CORE S&P TTL STK | 3.09K | SH | $262.0K 0.26% | 0.00 | 0.00 | 3.09K |
VANGUARD INDEX FDSOTR | S&P 500 ETF SHS | 3.05K | SH | $247.9K 0.25% | 0.00 | 0.00 | 3.05K |
VANGUARD WORLD FDOTR | ESG US STK ETF | 45.53K | SH | $35.8K 0.04% | 0.00 | 0.00 | 45.53K |