SOULSBY KEVIN enters INTEVAC INC with 38.27K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 8/8/2023ACC: 0001806637-23-000027
Officer· Chief Financial Officer,
Since Aug 2023
38.27K
Baseline shares
12% direct
4.62K
Direct ownership
1 position
5K
Derivative underlying
2 instruments
2
Security positions
33.65K indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned4.62K
Common Stock
IndirectShares owned33.65K
Total
4.62K direct·33.65K indirect38.27K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.62K | Direct |
| Common Stock | 33.65K | Indirect |
| Total | 38.27K | 4.62K direct·33.65K indirect |
Derivative Holdings2
Non-Qualified Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
2.50K
Shares owned
N/A
Exercise price
5.68
Expiration
—
Exercise window
—
Non-Qualified Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
2.50K
Shares owned
N/A
Exercise price
12.75
Expiration
—
Exercise window
—
Total
Underlying
5K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) Direct | Common Stock | 5.68 | — | — | 2.50K | N/A |
| Non-Qualified Stock Option (right to buy) Direct | Common Stock | 12.75 | — | — | 2.50K | N/A |
| Total | 5K | 0.00 | ||||