SOPHIE MICHAEL J reported 1 transaction at NEOPHOTONICS CORP
Review the transaction codes below to understand the nature of each event.
Filed: 8/5/2022ACC: 0001209191-22-044610
-33.44K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
33.44K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−16.28K
Price / share
—
Trade value
—
% of position
New position
8/3/2022
16.28K→0.00
Total
Net shares
−16.28K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/3/2022 | D · Disposition | −16.28K | — | — | New position | 16.28K | 0.00 |
| Total | −16.28K | $0.00 | ||||||
Derivative Transactions3
Non-Qualified Stock Option (right to buy)
Direct
Converts to
Common Stock
3.73K shares
Shares
−3.73K
Strike price
8.56
Held after
0.00
Exercisable
—
8/3/2022
Non-Qualified Stock Option (right to buy)
Direct
Converts to
Common Stock
7.64K shares
Shares
−7.64K
Strike price
10.17
Held after
0.00
Exercisable
—
8/3/2022
Restricted Stock Unit (right to acquire)
Direct
Converts to
Common Stock
5.79K shares
Shares
−5.79K
Strike price
0.00
Held after
0.00
Exercisable
—
8/3/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) Direct | Common Stock3.73K shares | 8/3/2022 | D · Disposition | −3.73K | 8.56 | — | 0.00 |
| Non-Qualified Stock Option (right to buy) Direct | Common Stock7.64K shares | 8/3/2022 | D · Disposition | −7.64K | 10.17 | — | 0.00 |
| Restricted Stock Unit (right to acquire) Direct | Common Stock5.79K shares | 8/3/2022 | D · Disposition | −5.79K | 0.00 | — | 0.00 |