SOPARKAR PETER (Chief Legal Officer) received a stock award from ADVERUM BIOTECHNOLOGIES, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
Common Stock
Shares
−80.19K
Price / share
—
Trade value
—
% of position
Common Stock - Restricted Stock Units
Shares
−13.13K
Price / share
—
Trade value
—
% of position
Common Stock - Performance Stock Units
Shares
+150K
Price / share
—
Trade value
—
% of position
Common Stock - Performance Stock Units
Shares
−157.33K
Price / share
—
Trade value
—
% of position
Net shares
−100.65K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/9/2025 | U · U | −80.19K | — | — | New position | 80.19K | 0.00 |
| Common Stock - Restricted Stock Units Direct | 12/9/2025 | U · U | −13.13K | — | — | New position | 13.13K | 0.00 |
| Common Stock - Performance Stock Units Direct | 12/9/2025 | A · Award | +150K | — | — | 2045.5% | 7.33K | 157.33K |
| Common Stock - Performance Stock Units Direct | 12/9/2025 | U · U | −157.33K | — | — | New position | 157.33K | 0.00 |
| Total | −100.65K | $0.00 | ||||||
Stock Option (Right to Buy)
Common Stock
40K shares
Shares
−40K
Strike price
7.50
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
64.39K shares
Shares
−64.39K
Strike price
7.15
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
78.75K shares
Shares
−78.75K
Strike price
4.20
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
40K shares
Shares
−40K
Strike price
10.14
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
45K shares
Shares
−45K
Strike price
10.14
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
4.07K shares
Shares
−4.07K
Strike price
10.14
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
14K shares
Shares
−14K
Strike price
10.14
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
16K shares
Shares
−16K
Strike price
10.14
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
38.50K shares
Shares
−38.50K
Strike price
10.14
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
39.48K shares
Shares
−39.48K
Strike price
10.14
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock40K shares | 12/9/2025 | D · Disposition | −40K | 7.50 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock64.39K shares | 12/9/2025 | D · Disposition | −64.39K | 7.15 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock78.75K shares | 12/9/2025 | D · Disposition | −78.75K | 4.20 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock40K shares | 12/9/2025 | D · Disposition | −40K | 10.14 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock45K shares | 12/9/2025 | D · Disposition | −45K | 10.14 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock4.07K shares | 12/9/2025 | D · Disposition | −4.07K | 10.14 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock14K shares | 12/9/2025 | D · Disposition | −14K | 10.14 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock16K shares | 12/9/2025 | D · Disposition | −16K | 10.14 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock38.50K shares | 12/9/2025 | D · Disposition | −38.50K | 10.14 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock39.48K shares | 12/9/2025 | D · Disposition | −39.48K | 10.14 | — | 0.00 |