SOON-SHIONG PATRICK (Chairman and CEO) reported 2 transactions at IMMUNITYBIO, INC.

Review the transaction codes below to understand the nature of each event.

SOON-SHIONG PATRICK

Filed: 12/12/2024ACC: 0001326110-24-000117

InsiderSOON-SHIONG PATRICKCIK 1189020

→

IssuerIMMUNITYBIO, INC.CIK 1326110

DirectorOfficer10% Owner· Chairman and CEO

Since Jul 2018

+117.19M

Net shares

Net buyer

$231.40M

Total acquired

Open market trades

0B · 0S

Total transactions

117.19M acquired

Non-Derivative Transactions2

Common Stock

Indirect

C · Conversion

+103.71M

Price / share

$1.94

Trade value

$200.68M

% of position

80.3%

12/10/2024

129.23M→232.94M

Common Stock

Indirect

C · Conversion

+13.48M

Price / share

$2.28

Trade value

$30.72M

% of position

5.8%

12/10/2024

232.94M→246.41M

Total

Net shares

+117.19M

Net value

$231.40M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	12/10/2024	C · Conversion	+103.71M	$1.94	$200.68M	80.3%	129.23M	232.94M
Common Stock Indirect	12/10/2024	C · Conversion	+13.48M	$2.28	$30.72M	5.8%	232.94M	246.41M
Total			+117.19M		$231.40M

Derivative Transactions4

Convertible Promissory Note

Indirect

C · Conversion

Converts to

Common Stock

103.71M shares

−N/A

Strike price

1.935

Held after

N/A

Exercisable

—

12/10/2024

Convertible Promissory Note

Indirect

C · Conversion

Converts to

Common Stock

13.48M shares

−N/A

Strike price

2.28

Held after

N/A

Exercisable

—

12/10/2024

Amended and Restated Promissory Note

Indirect

J · J

Converts to

Common Stock

−N/A

Strike price

8.27

Held after

N/A

Exercisable

—

12/10/2024

Second Amended and Restated Convertible Promissory Note

Indirect

J · J

Converts to

Common Stock

+N/A

Strike price

5.427

Held after

N/A

Exercisable

—

12/10/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Convertible Promissory Note Indirect	Common Stock103.71M shares	12/10/2024	C · Conversion	−N/A	1.935	—	N/A
Convertible Promissory Note Indirect	Common Stock13.48M shares	12/10/2024	C · Conversion	−N/A	2.28	—	N/A
Amended and Restated Promissory Note Indirect	Common Stock	12/10/2024	J · J	−N/A	8.27	—	N/A
Second Amended and Restated Convertible Promissory Note Indirect	Common Stock	12/10/2024	J · J	+N/A	5.427	—	N/A

Non-Derivative Holdings (Post-Transaction)8

Common Stock

Indirect

Shares owned8.38M

Common Stock

Indirect

Shares owned9.99M

Common Stock

Indirect

Shares owned261.71M

Common Stock

Indirect

Shares owned32.61M

Common Stock

Indirect

Shares owned7.98M

Common Stock

Direct

Shares owned29.47M

Common Stock

Indirect

Shares owned47.56M

Common Stock

Indirect

Shares owned5.62M

Total

29.47M direct·373.84M indirect403.31M

Security Title	Shares Owned	Ownership Type
Common Stock	8.38M	Indirect
Common Stock	9.99M	Indirect
Common Stock	261.71M	Indirect
Common Stock	32.61M	Indirect
Common Stock	7.98M	Indirect
Common Stock	29.47M	Direct
Common Stock	47.56M	Indirect
Common Stock	5.62M	Indirect
Total	403.31M	29.47M direct·373.84M indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported