SOON-SHIONG PATRICK enters PDS BIOTECHNOLOGY CORP with 13.01M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 9/22/2026ACC: 0001193125-26-397028
Director10% Owner
Since Sep 2026
13.01M
Baseline shares
0.00
Direct ownership
0 positions
40.09M
Derivative underlying
2 instruments
1
Security positions
13.01M indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned13.01M
Total
13.01M indirect13.01M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 13.01M | Indirect |
| Total | 13.01M | 13.01M indirect |
Derivative Holdings2
Common Warrants
IndirectUnderlying security
Common Stock
Underlying shares
17.70M
Shares owned
N/A
Exercise price
0.22
Expiration
—
Exercise window
—
Pre-Funded Warrants
IndirectUnderlying security
Common Stock
Underlying shares
22.39M
Shares owned
N/A
Exercise price
0.0003
Expiration
—
Exercise window
—
Total
Underlying
40.09M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Warrants Indirect | Common Stock | 0.22 | — | — | 17.70M | N/A |
| Pre-Funded Warrants Indirect | Common Stock | 0.0003 | — | — | 22.39M | N/A |
| Total | 40.09M | 0.00 | ||||