SOON-SHIONG PATRICK (Chairman and CEO) reported 1 transaction at IMMUNITYBIO, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 4/2/2026ACC: 0001189020-26-000008
DirectorOfficer10% Owner· Chairman and CEO
Since Jul 2018
+4.61M
Net shares
Net buyer
$25.00M
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
4.61M acquired
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+4.61M
Price / share
$5.43
Trade value
$25M
% of position
1.9%
3/31/2026
246.41M→251.02M
Total
Net shares
+4.61M
Net value
$25M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 3/31/2026 | C · Conversion | +4.61M | $5.43 | $25M | 1.9% | 246.41M | 251.02M |
| Total | +4.61M | $25M | ||||||
Derivative Transactions1
Second Amended and Restated Convertible Promissory Note
Indirect
Converts to
Common Stock
Shares
−N/A
Strike price
5.427
Held after
N/A
Exercisable
—
3/31/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Second Amended and Restated Convertible Promissory Note Indirect | Common Stock | 3/31/2026 | C · Conversion | −N/A | 5.427 | — | N/A |
Non-Derivative Holdings (Post-Transaction)8
Common Stock
DirectShares owned29.76M
Common Stock
IndirectShares owned7.98M
Common Stock
IndirectShares owned47.56M
Common Stock
IndirectShares owned8.38M
Common Stock
IndirectShares owned5.62M
Common Stock
IndirectShares owned9.99M
Common Stock
IndirectShares owned261.71M
Common Stock
IndirectShares owned32.61M
Total
29.76M direct·373.84M indirect403.59M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 29.76M | Direct |
| Common Stock | 7.98M | Indirect |
| Common Stock | 47.56M | Indirect |
| Common Stock | 8.38M | Indirect |
| Common Stock | 5.62M | Indirect |
| Common Stock | 9.99M | Indirect |
| Common Stock | 261.71M | Indirect |
| Common Stock | 32.61M | Indirect |
| Total | 403.59M | 29.76M direct·373.84M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported