SONA ASSET MANAGEMENT (US) LLC

Filed: 11/14/2024ACC: 0001856405-24-000008

📋 What this filing means

SONA ASSET MANAGEMENT (US) LLC filed this quarterly 13F‑HR report disclosing 95 equity positions with a total reported market value of $4.37B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$4.37B

Total AUM (reported)

1.24B

Total Shares

Allocation by class

7-10 YR TRSY BD$662.31M15.2%

IBOXX INV CP ETF$508.41M11.6%

TR UNIT$431.75M9.9%

IBOXX HI YD ETF$353.32M8.1%

COM$211.28M4.8%

NOTE 6.000% 8/1$201.29M4.6%

RUSSELL 2000 ETF$160.15M3.7%

Portfolio Concentration

Top 3$1.60B36.7%

4–10$1.10B25.1%

11–25$795.38M18.2%

Rest$876.28M20.0%

Top 3 weight

36.7%

Top 10 weight

61.8%

Voting Authority Distribution

Total shares with voting rights: 1.23B

Sole

Full voting authority

1.23B

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole95

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings95

Rows:

ISHARES TR

SOLE

7-10 YR TRSY BD

Shares6.75M

TypeSH

Market value$662.31M

15.15%

Sole

0.00

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares4.50M

TypeSH

Market value$508.41M

11.63%

Sole

4.50M

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares752.50K

TypeSH

Market value$431.75M

9.88%

Sole

752.50K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares4.40M

TypeSH

Market value$353.32M

8.08%

Sole

4.40M

Shared

0.00

None

0.00

ROYAL CARIBBEAN GROUP

SOLE

NOTE 6.000% 8/1

Shares57.06M

TypePRN

Market value$201.29M

4.60%

Sole

57.06M

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares725K

TypeSH

Market value$160.15M

3.66%

Sole

725K

Shared

0.00

None

0.00

PDD HOLDINGS INC

SOLE

NOTE12/0

Shares112.14M

TypePRN

Market value$113.16M

2.59%

Sole

112.14M

Shared

0.00

None

0.00

SEA LTD

SOLE

NOTE 2.375%12/0

Shares85M

TypePRN

Market value$102.20M

2.34%

Sole

85M

Shared

0.00

None

0.00

HEWLETT PACKARD ENTERPRISE C

SOLE

7.625 MAND CONV

Shares1.40M

TypeSH

Market value$84.71M

1.94%

Sole

1.40M

Shared

0.00

None

0.00

NCL CORP LTD

SOLE

NOTE 2.500% 2/1

Shares83.28M

TypePRN

Market value$82.59M

1.89%

Sole

83.28M

Shared

0.00

None

0.00

ISHARES TR

SOLE

CHINA LG-CAP ETF

Shares2.45M

TypeSH

Market value$77.86M

1.78%

Sole

1.25M

Shared

0.00

None

0.00

NEXTERA ENERGY INC

SOLE

UNIT 06/01/2027

Shares1.38M

TypeSH

Market value$76.24M

1.74%

Sole

1.38M

Shared

0.00

None

0.00

WAYFAIR INC

SOLE

NOTE 1.000% 8/1

Shares77.73M

TypePRN

Market value$73.03M

1.67%

Sole

77.73M

Shared

0.00

None

0.00

SOUTHWEST AIRLS CO

SOLE

NOTE 1.250% 5/0

Shares61.03M

TypePRN

Market value$61.69M

1.41%

Sole

61.03M

Shared

0.00

None

0.00

KRANESHARES TRUST

SOLE

CSI CHI INTERNET

Shares1.70M

TypeSH

Market value$57.83M

1.32%

Sole

1.70M

Shared

0.00

None

0.00

ALBEMARLE CORP

SOLE

7.25% DEP SHS A

Shares1.16M

TypeSH

Market value$52.20M

1.19%

Sole

1.16M

Shared

0.00

None

0.00

CAPRI HOLDINGS LIMITED

SOLE

SHS

Shares1.17M

TypeSH

Market value$49.72M

1.14%

Sole

115K

Shared

0.00

None

0.00

FORD MTR CO

SOLE

NOTE3/1

Shares50M

TypePRN

Market value$49.01M

1.12%

Sole

50M

Shared

0.00

None

0.00

UNITED STATES STL CORP

SOLE

NOTE 5.000%11/0

Shares17.64M

TypePRN

Market value$46.41M

1.06%

Sole

17.64M

Shared

0.00

None

0.00

APOLLO GLOBAL MGMT INC

SOLE

SER A MAND CNV

Shares650K

TypeSH

Market value$44.19M

1.01%

Sole

650K

Shared

0.00

None

0.00

SHOPIFY INC

SOLE

NOTE 0.125%11/0

Shares44.50M

TypePRN

Market value$42.87M

0.98%

Sole

44.50M

Shared

0.00

None

0.00

UNITED STS OIL FD LP

SOLE

UNITS

Shares600K

TypeSH

Market value$41.95M

0.96%

Sole

600K

Shared

0.00

None

0.00

SHIFT4 PMTS INC

SOLE

NOTE12/1

Shares34.28M

TypePRN

Market value$41.79M

0.96%

Sole

34.28M

Shared

0.00

None

0.00

AMERICAN AIRLINES GROUP INC

SOLE

NOTE 6.500% 7/0

Shares40.50M

TypePRN

Market value$41.57M

0.95%

Sole

40.50M

Shared

0.00

None

0.00

LUMENTUM HLDGS INC

SOLE

NOTE 0.500% 6/1

Shares45M

TypePRN

Market value$38.99M

0.89%

Sole

45M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES TRSOLE	7-10 YR TRSY BD	6.75M	SH	$662.31M 15.15%	0.00
ISHARES TRSOLE	IBOXX INV CP ETF	4.50M	SH	$508.41M 11.63%	4.50M
SPDR S&P 500 ETF TRSOLE	TR UNIT	752.50K	SH	$431.75M 9.88%	752.50K
ISHARES TRSOLE	IBOXX HI YD ETF	4.40M	SH	$353.32M 8.08%	4.40M
ROYAL CARIBBEAN GROUPSOLE	NOTE 6.000% 8/1	57.06M	PRN	$201.29M 4.60%	57.06M
ISHARES TRSOLE	RUSSELL 2000 ETF	725K	SH	$160.15M 3.66%	725K
PDD HOLDINGS INCSOLE	NOTE12/0	112.14M	PRN	$113.16M 2.59%	112.14M
SEA LTDSOLE	NOTE 2.375%12/0	85M	PRN	$102.20M 2.34%	85M
HEWLETT PACKARD ENTERPRISE CSOLE	7.625 MAND CONV	1.40M	SH	$84.71M 1.94%	1.40M
NCL CORP LTDSOLE	NOTE 2.500% 2/1	83.28M	PRN	$82.59M 1.89%	83.28M
ISHARES TRSOLE	CHINA LG-CAP ETF	2.45M	SH	$77.86M 1.78%	1.25M
NEXTERA ENERGY INCSOLE	UNIT 06/01/2027	1.38M	SH	$76.24M 1.74%	1.38M
WAYFAIR INCSOLE	NOTE 1.000% 8/1	77.73M	PRN	$73.03M 1.67%	77.73M
SOUTHWEST AIRLS COSOLE	NOTE 1.250% 5/0	61.03M	PRN	$61.69M 1.41%	61.03M
KRANESHARES TRUSTSOLE	CSI CHI INTERNET	1.70M	SH	$57.83M 1.32%	1.70M
ALBEMARLE CORPSOLE	7.25% DEP SHS A	1.16M	SH	$52.20M 1.19%	1.16M
CAPRI HOLDINGS LIMITEDSOLE	SHS	1.17M	SH	$49.72M 1.14%	115K
FORD MTR COSOLE	NOTE3/1	50M	PRN	$49.01M 1.12%	50M
UNITED STATES STL CORPSOLE	NOTE 5.000%11/0	17.64M	PRN	$46.41M 1.06%	17.64M
APOLLO GLOBAL MGMT INCSOLE	SER A MAND CNV	650K	SH	$44.19M 1.01%	650K
SHOPIFY INCSOLE	NOTE 0.125%11/0	44.50M	PRN	$42.87M 0.98%	44.50M
UNITED STS OIL FD LPSOLE	UNITS	600K	SH	$41.95M 0.96%	600K
SHIFT4 PMTS INCSOLE	NOTE12/1	34.28M	PRN	$41.79M 0.96%	34.28M
AMERICAN AIRLINES GROUP INCSOLE	NOTE 6.500% 7/0	40.50M	PRN	$41.57M 0.95%	40.50M
LUMENTUM HLDGS INCSOLE	NOTE 0.500% 6/1	45M	PRN	$38.99M 0.89%	45M

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