Filed: 11/14/2023ACC: 0001856405-23-000005
📋 What this filing means
SONA ASSET MANAGEMENT (US) LLC filed this quarterly 13F‑HR report disclosing 119 equity positions with a total reported market value of $2.42B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
119
Positions
$2.42B
Total AUM (reported)
463.42M
Total Shares
Allocation by class
IBOXX HI YD ETF$1.63B67.4%
SER A MAND CNV$271.83M11.2%
NOTE3/0$52.42M2.2%
NOTE 0.750% 2/1$36.08M1.5%
NOTE 2.500% 2/1$33.01M1.4%
NOTE 0.250% 3/1$31.57M1.3%
20 YR TR BD ETF$31.04M1.3%
Portfolio Concentration
Top 3$1.94B80.1%
4–10$196.85M8.1%
11–25$217.60M9.0%
Rest$67.24M2.8%
Top 3 weight
80.1%
Top 10 weight
88.3%
Voting Authority Distribution
Total shares with voting rights: 463.07M
Sole
Full voting authority
463.07M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole119
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings119
Rows:
ISHARES TR
SOLEShares22.17M
TypeSH
Market value$1.63B
67.43%
Sole
22.17M
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
SOLEShares5M
TypeSH
Market value$271.83M
11.21%
Sole
5M
Shared
0.00
None
0.00
INSIGHT ENTERPRISES INC
SOLEShares16.89M
TypeSH
Market value$36.08M
1.49%
Sole
16.89M
Shared
0.00
None
0.00
NCL CORP LTD
SOLEShares38.50M
TypeSH
Market value$33.01M
1.36%
Sole
38.50M
Shared
0.00
None
0.00
RAPID7 INC
SOLEShares37M
TypeSH
Market value$31.57M
1.30%
Sole
37M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares350K
TypeSH
Market value$31.04M
1.28%
Sole
0.00
Shared
0.00
None
0.00
GREENFIRE RES LTD NEW
SOLEShares5.68M
TypeSH
Market value$28.65M
1.18%
Sole
5.68M
Shared
0.00
None
0.00
NEUROCRINE BIOSCIENCES INC
SOLEShares17.50M
TypeSH
Market value$26.32M
1.09%
Sole
17.50M
Shared
0.00
None
0.00
DROPBOX INC
SOLEShares25.02M
TypeSH
Market value$23.81M
0.98%
Sole
25.02M
Shared
0.00
None
0.00
BIOMARIN PHARMACEUTICAL INC
SOLEShares23.13M
TypeSH
Market value$22.45M
0.93%
Sole
23.13M
Shared
0.00
None
0.00
DROPBOX INC
SOLEShares23.50M
TypeSH
Market value$22.26M
0.92%
Sole
23.50M
Shared
0.00
None
0.00
SEA LTD
SOLEShares22.44M
TypeSH
Market value$21.49M
0.89%
Sole
22.44M
Shared
0.00
None
0.00
MONGODB INC
SOLEShares12M
TypeSH
Market value$20.80M
0.86%
Sole
12M
Shared
0.00
None
0.00
SEA LTD
SOLEShares26M
TypeSH
Market value$20.80M
0.86%
Sole
26M
Shared
0.00
None
0.00
AMERICAN AIRLINES GROUP INC
SOLEShares18M
TypeSH
Market value$19.18M
0.79%
Sole
18M
Shared
0.00
None
0.00
BLACKLINE INC
SOLEShares20M
TypeSH
Market value$17.23M
0.71%
Sole
20M
Shared
0.00
None
0.00
VERADIGM INC
SOLEShares12.50M
TypeSH
Market value$14.19M
0.59%
Sole
12.50M
Shared
0.00
None
0.00
WAYFAIR INC
SOLEShares15M
TypeSH
Market value$12.26M
0.51%
Sole
15M
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares6M
TypeSH
Market value$11.79M
0.49%
Sole
6M
Shared
0.00
None
0.00
PDD HOLDINGS INC
SOLEShares11.05M
TypeSH
Market value$10.93M
0.45%
Sole
11.05M
Shared
0.00
None
0.00
THE REALREAL INC
SOLEShares22.70M
TypeSH
Market value$10.44M
0.43%
Sole
22.70M
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares140K
TypeSH
Market value$10.03M
0.41%
Sole
140K
Shared
0.00
None
0.00
ALARM COM HLDGS INC
SOLEShares10.20M
TypeSH
Market value$8.88M
0.37%
Sole
10.20M
Shared
0.00
None
0.00
VERTEX ENERGY INC
SOLEShares1.96M
TypeSH
Market value$8.71M
0.36%
Sole
1.96M
Shared
0.00
None
0.00
WAYFAIR INC
SOLEShares10M
TypeSH
Market value$8.63M
0.36%
Sole
10M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | IBOXX HI YD ETF | 22.17M | SH | $1.63B 67.43% | 22.17M | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCSOLE | SER A MAND CNV | 5M | SH | $271.83M 11.21% | 5M | 0.00 | 0.00 |
INSIGHT ENTERPRISES INCSOLE | NOTE 0.750% 2/1 | 16.89M | SH | $36.08M 1.49% | 16.89M | 0.00 | 0.00 |
NCL CORP LTDSOLE | NOTE 2.500% 2/1 | 38.50M | SH | $33.01M 1.36% | 38.50M | 0.00 | 0.00 |
RAPID7 INCSOLE | NOTE 0.250% 3/1 | 37M | SH | $31.57M 1.30% | 37M | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 350K | SH | $31.04M 1.28% | 0.00 | 0.00 | 0.00 |
GREENFIRE RES LTD NEWSOLE | COM SHS | 5.68M | SH | $28.65M 1.18% | 5.68M | 0.00 | 0.00 |
NEUROCRINE BIOSCIENCES INCSOLE | NOTE 2.250% 5/1 | 17.50M | SH | $26.32M 1.09% | 17.50M | 0.00 | 0.00 |
DROPBOX INCSOLE | NOTE3/0 | 25.02M | SH | $23.81M 0.98% | 25.02M | 0.00 | 0.00 |
BIOMARIN PHARMACEUTICAL INCSOLE | NOTE 0.599% 8/0 | 23.13M | SH | $22.45M 0.93% | 23.13M | 0.00 | 0.00 |
DROPBOX INCSOLE | NOTE3/0 | 23.50M | SH | $22.26M 0.92% | 23.50M | 0.00 | 0.00 |
SEA LTDSOLE | NOTE 2.375%12/0 | 22.44M | SH | $21.49M 0.89% | 22.44M | 0.00 | 0.00 |
MONGODB INCSOLE | NOTE 0.250% 1/1 | 12M | SH | $20.80M 0.86% | 12M | 0.00 | 0.00 |
SEA LTDSOLE | NOTE 0.250% 9/1 | 26M | SH | $20.80M 0.86% | 26M | 0.00 | 0.00 |
AMERICAN AIRLINES GROUP INCSOLE | NOTE 6.500% 7/0 | 18M | SH | $19.18M 0.79% | 18M | 0.00 | 0.00 |
BLACKLINE INCSOLE | NOTE3/1 | 20M | SH | $17.23M 0.71% | 20M | 0.00 | 0.00 |
VERADIGM INCSOLE | NOTE 0.875% 1/0 | 12.50M | SH | $14.19M 0.59% | 12.50M | 0.00 | 0.00 |
WAYFAIR INCSOLE | NOTE 1.000% 8/1 | 15M | SH | $12.26M 0.51% | 15M | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | NOTE 6.000% 8/1 | 6M | SH | $11.79M 0.49% | 6M | 0.00 | 0.00 |
PDD HOLDINGS INCSOLE | NOTE12/0 | 11.05M | SH | $10.93M 0.45% | 11.05M | 0.00 | 0.00 |
THE REALREAL INCSOLE | NOTE 1.000% 3/0 | 22.70M | SH | $10.44M 0.43% | 22.70M | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | LG-TERM COR BD | 140K | SH | $10.03M 0.41% | 140K | 0.00 | 0.00 |
ALARM COM HLDGS INCSOLE | NOTE1/1 | 10.20M | SH | $8.88M 0.37% | 10.20M | 0.00 | 0.00 |
VERTEX ENERGY INCSOLE | COM | 1.96M | SH | $8.71M 0.36% | 1.96M | 0.00 | 0.00 |
WAYFAIR INCSOLE | NOTE 0.625%10/0 | 10M | SH | $8.63M 0.36% | 10M | 0.00 | 0.00 |
Page 1 of 5
…