SONA ASSET MANAGEMENT (US) LLC

Filed: 5/15/2023ACC: 0001856405-23-000002

📋 What this filing means

SONA ASSET MANAGEMENT (US) LLC filed this quarterly 13F‑HR report disclosing 162 equity positions with a total reported market value of $465.03M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

162

Positions

$465.03M

Total AUM (reported)

369.93M

Total Shares

Allocation by class

IBOXX HI YD ETF$81.59M17.5%

NOTE3/1$44.35M9.5%

COM$34.82M7.5%

NOTE3/0$33.64M7.2%

NOTE 0.750% 2/1$28.27M6.1%

NOTE 0.250% 9/1$18.98M4.1%

NOTE11/1$18.61M4.0%

Portfolio Concentration

Top 3$138.26M29.7%

4–10$126.04M27.1%

11–25$138.98M29.9%

Rest$61.74M13.3%

Top 3 weight

29.7%

Top 10 weight

56.8%

Voting Authority Distribution

Total shares with voting rights: 369.93M

Sole

Full voting authority

369.93M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole162

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings162

Rows:

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares1.08M

TypeSH

Market value$81.59M

17.55%

Sole

1.08M

Shared

0.00

None

0.00

OAK STR HEALTH INC

SOLE

NOTE3/1

Shares28.80M

TypePRN

Market value$28.40M

6.11%

Sole

28.80M

Shared

0.00

None

0.00

INSIGHT ENTERPRISES INC

SOLE

NOTE 0.750% 2/1

Shares13.52M

TypePRN

Market value$28.27M

6.08%

Sole

13.52M

Shared

0.00

None

0.00

DROPBOX INC

SOLE

NOTE3/0

Shares26.80M

TypePRN

Market value$24.02M

5.17%

Sole

26.80M

Shared

0.00

None

0.00

SEA LTD

SOLE

NOTE 0.250% 9/1

Shares24M

TypePRN

Market value$18.98M

4.08%

Sole

24M

Shared

0.00

None

0.00

UNITY SOFTWARE INC

SOLE

NOTE11/1

Shares24M

TypePRN

Market value$18.61M

4.00%

Sole

24M

Shared

0.00

None

0.00

BOOKING HOLDINGS INC

SOLE

NOTE 0.750% 5/0

Shares12M

TypePRN

Market value$17.98M

3.87%

Sole

12M

Shared

0.00

None

0.00

ABBVIE INC

SOLE

COM

Shares108K

TypeSH

Market value$17.21M

3.70%

Sole

108K

Shared

0.00

None

0.00

NUTANIX INC

SOLE

NOTE 0.250%10/0

Shares18M

TypePRN

Market value$15.04M

3.23%

Sole

18M

Shared

0.00

None

0.00

ON SEMICONDUCTOR CORP

SOLE

NOTE5/0

Shares8.72M

TypePRN

Market value$14.19M

3.05%

Sole

8.72M

Shared

0.00

None

0.00

DOCUSIGN INC

SOLE

NOTE 0.500% 9/1

Shares13.56M

TypePRN

Market value$13.86M

2.98%

Sole

13.56M

Shared

0.00

None

0.00

NEUROCRINE BIOSCIENCES INC

SOLE

NOTE 2.250% 5/1

Shares9.38M

TypePRN

Market value$12.52M

2.69%

Sole

9.38M

Shared

0.00

None

0.00

RAPID7 INC

SOLE

NOTE 0.250% 3/1

Shares12.80M

TypePRN

Market value$11.15M

2.40%

Sole

12.80M

Shared

0.00

None

0.00

VERADIGM INC

SOLE

NOTE 0.875% 1/0

Shares9.38M

TypePRN

Market value$10.56M

2.27%

Sole

9.38M

Shared

0.00

None

0.00

PROGRESS SOFTWARE CORP

SOLE

NOTE 1.000% 4/1

Shares9.60M

TypePRN

Market value$10.43M

2.24%

Sole

9.60M

Shared

0.00

None

0.00

THE REALREAL INC

SOLE

NOTE 1.000% 3/0

Shares31.04M

TypePRN

Market value$10.24M

2.20%

Sole

31.04M

Shared

0.00

None

0.00

BLACKLINE INC

SOLE

NOTE3/1

Shares12M

TypePRN

Market value$10.18M

2.19%

Sole

12M

Shared

0.00

None

0.00

AKAMAI TECHNOLOGIES INC

SOLE

NOTE 0.375% 9/0

Shares10.40M

TypePRN

Market value$9.59M

2.06%

Sole

10.40M

Shared

0.00

None

0.00

VERTEX ENERGY INC

SOLE

COM

Shares850.57K

TypeSH

Market value$8.40M

1.81%

Sole

850.57K

Shared

0.00

None

0.00

INTEGRA LIFESCIENCES HLDGS C

SOLE

NOTE 0.500% 8/1

Shares8.43M

TypePRN

Market value$8.21M

1.77%

Sole

8.43M

Shared

0.00

None

0.00

JAZZ INVESTMENTS I LTD

SOLE

NOTE 1.500% 8/1

Shares8M

TypePRN

Market value$7.74M

1.66%

Sole

Shared

0.00

None

0.00

LUMENTUM HLDGS INC

SOLE

NOTE 0.500% 6/1

Shares9.60M

TypePRN

Market value$7.33M

1.58%

Sole

9.60M

Shared

0.00

None

0.00

LUMENTUM HLDGS INC

SOLE

NOTE 0.250% 3/1

Shares6.80M

TypePRN

Market value$7.19M

1.55%

Sole

6.80M

Shared

0.00

None

0.00

WAYFAIR INC

SOLE

NOTE 1.000% 8/1

Shares8.80M

TypePRN

Market value$5.81M

1.25%

Sole

8.80M

Shared

0.00

None

0.00

FASTLY INC

SOLE

NOTE3/1

Shares7.20M

TypePRN

Market value$5.77M

1.24%

Sole

7.20M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES TRSOLE	IBOXX HI YD ETF	1.08M	SH	$81.59M 17.55%	1.08M
OAK STR HEALTH INCSOLE	NOTE3/1	28.80M	PRN	$28.40M 6.11%	28.80M
INSIGHT ENTERPRISES INCSOLE	NOTE 0.750% 2/1	13.52M	PRN	$28.27M 6.08%	13.52M
DROPBOX INCSOLE	NOTE3/0	26.80M	PRN	$24.02M 5.17%	26.80M
SEA LTDSOLE	NOTE 0.250% 9/1	24M	PRN	$18.98M 4.08%	24M
UNITY SOFTWARE INCSOLE	NOTE11/1	24M	PRN	$18.61M 4.00%	24M
BOOKING HOLDINGS INCSOLE	NOTE 0.750% 5/0	12M	PRN	$17.98M 3.87%	12M
ABBVIE INCSOLE	COM	108K	SH	$17.21M 3.70%	108K
NUTANIX INCSOLE	NOTE 0.250%10/0	18M	PRN	$15.04M 3.23%	18M
ON SEMICONDUCTOR CORPSOLE	NOTE5/0	8.72M	PRN	$14.19M 3.05%	8.72M
DOCUSIGN INCSOLE	NOTE 0.500% 9/1	13.56M	PRN	$13.86M 2.98%	13.56M
NEUROCRINE BIOSCIENCES INCSOLE	NOTE 2.250% 5/1	9.38M	PRN	$12.52M 2.69%	9.38M
RAPID7 INCSOLE	NOTE 0.250% 3/1	12.80M	PRN	$11.15M 2.40%	12.80M
VERADIGM INCSOLE	NOTE 0.875% 1/0	9.38M	PRN	$10.56M 2.27%	9.38M
PROGRESS SOFTWARE CORPSOLE	NOTE 1.000% 4/1	9.60M	PRN	$10.43M 2.24%	9.60M
THE REALREAL INCSOLE	NOTE 1.000% 3/0	31.04M	PRN	$10.24M 2.20%	31.04M
BLACKLINE INCSOLE	NOTE3/1	12M	PRN	$10.18M 2.19%	12M
AKAMAI TECHNOLOGIES INCSOLE	NOTE 0.375% 9/0	10.40M	PRN	$9.59M 2.06%	10.40M
VERTEX ENERGY INCSOLE	COM	850.57K	SH	$8.40M 1.81%	850.57K
INTEGRA LIFESCIENCES HLDGS CSOLE	NOTE 0.500% 8/1	8.43M	PRN	$8.21M 1.77%	8.43M
JAZZ INVESTMENTS I LTDSOLE	NOTE 1.500% 8/1	8M	PRN	$7.74M 1.66%	8M
LUMENTUM HLDGS INCSOLE	NOTE 0.500% 6/1	9.60M	PRN	$7.33M 1.58%	9.60M
LUMENTUM HLDGS INCSOLE	NOTE 0.250% 3/1	6.80M	PRN	$7.19M 1.55%	6.80M
WAYFAIR INCSOLE	NOTE 1.000% 8/1	8.80M	PRN	$5.81M 1.25%	8.80M
FASTLY INCSOLE	NOTE3/1	7.20M	PRN	$5.77M 1.24%	7.20M

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