SOLTIS INVESTMENT ADVISORS LLC

Filed: 5/3/2023ACC: 0001802530-23-000001

📋 What this filing means

SOLTIS INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 260 equity positions with a total reported market value of $786.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

260

Positions

$786.11M

Total AUM (reported)

16.91M

Total Shares

Allocation by class

COM$302.46M38.5%

ULTRA SHRT INC$53.85M6.9%

LUNT US FACTOR$34.50M4.4%

US DIVIDEND EQ$26.95M3.4%

US EQT ULTRA BF$19.83M2.5%

CL A NEW$18.33M2.3%

CORE S&P500 ETF$16.99M2.2%

Portfolio Concentration

Top 3$117.88M15.0%

4–10$140.53M17.9%

11–25$137.91M17.5%

Rest$389.79M49.6%

Top 3 weight

15.0%

Top 10 weight

32.9%

Voting Authority Distribution

Total shares with voting rights: 16.91M

Sole

Full voting authority

177.09K

% of voting shares1.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

16.73M

% of voting shares99.0%

Investment Discretion (by position count)

Sole260

Shared0

Other0

Dominant voting typeNone · 99.0% of voting shares

Institutional Holdings260

Rows:

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares1.07M

TypeSH

Market value$53.85M

6.85%

Sole

7.59K

Shared

0.00

None

1.06M

FIRST TR EXCHANGE-TRADED FD

SOLE

LUNT US FACTOR

Shares1.26M

TypeSH

Market value$34.50M

4.39%

Sole

4.20K

Shared

0.00

None

1.25M

MICROSOFT CORP

SOLE

COM

Shares102.42K

TypeSH

Market value$29.53M

3.76%

Sole

1.12K

Shared

0.00

None

101.31K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares368.39K

TypeSH

Market value$26.95M

3.43%

Sole

1.99K

Shared

0.00

None

366.40K

APPLE INC

SOLE

COM

Shares148.37K

TypeSH

Market value$24.47M

3.11%

Sole

4.13K

Shared

0.00

None

144.23K

INNOVATOR ETFS TR

SOLE

US EQT ULTRA BF

Shares795.06K

TypeSH

Market value$19.83M

2.52%

Sole

12.44K

Shared

0.00

None

782.62K

SECURITY NATL FINL CORP

SOLE

CL A NEW

Shares2.94M

TypeSH

Market value$18.33M

2.33%

Sole

0.00

Shared

0.00

None

2.94M

READY CAPITAL CORP

SOLE

COM

Shares1.68M

TypeSH

Market value$17.10M

2.18%

Sole

0.00

Shared

0.00

None

1.68M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares41.34K

TypeSH

Market value$16.99M

2.16%

Sole

226.00

Shared

0.00

None

41.12K

WISDOMTREE TR

SOLE

US MIDCAP DIVID

Shares411.34K

TypeSH

Market value$16.86M

2.14%

Sole

2.58K

Shared

0.00

None

408.76K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares62.52K

TypeSH

Market value$15.64M

1.99%

Sole

108.00

Shared

0.00

None

62.41K

VANGUARD ADMIRAL FDS INC

SOLE

MIDCP 400 IDX

Shares182.50K

TypeSH

Market value$15.45M

1.97%

Sole

1.35K

Shared

0.00

None

181.15K

PACER FDS TR

SOLE

LUNT LRG CP ALTR

Shares370.95K

TypeSH

Market value$14.08M

1.79%

Sole

1.29K

Shared

0.00

None

369.65K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares27.32K

TypeSH

Market value$11.18M

1.42%

Sole

79.00

Shared

0.00

None

27.24K

SCHWAB STRATEGIC TR

SOLE

SHT TM US TRES

Shares187.20K

TypeSH

Market value$9.13M

1.16%

Sole

971.00

Shared

0.00

None

186.22K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares27.84K

TypeSH

Market value$8.94M

1.14%

Sole

311.00

Shared

0.00

None

27.53K

AMAZON COM INC

SOLE

COM

Shares85.53K

TypeSH

Market value$8.83M

1.12%

Sole

3.51K

Shared

0.00

None

82.03K

UNITED PARCEL SERVICE INC

SOLE

CL B

Shares41.39K

TypeSH

Market value$8.03M

1.02%

Sole

1.01K

Shared

0.00

None

40.38K

JPMORGAN CHASE & CO

SOLE

COM

Shares55.61K

TypeSH

Market value$7.25M

0.92%

Sole

1.63K

Shared

0.00

None

53.98K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares71.03K

TypeSH

Market value$7.05M

0.90%

Sole

297.00

Shared

0.00

None

70.74K

AIR PRODS & CHEMS INC

SOLE

COM

Shares23.51K

TypeSH

Market value$6.75M

0.86%

Sole

601.00

Shared

0.00

None

22.91K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares69.44K

TypeSH

Market value$6.71M

0.85%

Sole

101.00

Shared

0.00

None

69.33K

COCA COLA CO

SOLE

COM

Shares107.22K

TypeSH

Market value$6.65M

0.85%

Sole

2.85K

Shared

0.00

None

104.38K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares178.19K

TypeSH

Market value$6.20M

0.79%

Sole

3.85K

Shared

0.00

None

174.34K

RIO TINTO PLC

SOLE

SPONSORED ADR

Shares87.50K

TypeSH

Market value$6.00M

0.76%

Sole

2.34K

Shared

0.00

None

85.16K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	1.07M	SH	$53.85M 6.85%	7.59K	1.06M
FIRST TR EXCHANGE-TRADED FDSOLE	LUNT US FACTOR	1.26M	SH	$34.50M 4.39%	4.20K	1.25M
MICROSOFT CORPSOLE	COM	102.42K	SH	$29.53M 3.76%	1.12K	101.31K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	368.39K	SH	$26.95M 3.43%	1.99K	366.40K
APPLE INCSOLE	COM	148.37K	SH	$24.47M 3.11%	4.13K	144.23K
INNOVATOR ETFS TRSOLE	US EQT ULTRA BF	795.06K	SH	$19.83M 2.52%	12.44K	782.62K
SECURITY NATL FINL CORPSOLE	CL A NEW	2.94M	SH	$18.33M 2.33%	0.00	2.94M
READY CAPITAL CORPSOLE	COM	1.68M	SH	$17.10M 2.18%	0.00	1.68M
ISHARES TRSOLE	CORE S&P500 ETF	41.34K	SH	$16.99M 2.16%	226.00	41.12K
WISDOMTREE TRSOLE	US MIDCAP DIVID	411.34K	SH	$16.86M 2.14%	2.58K	408.76K
ISHARES TRSOLE	CORE S&P MCP ETF	62.52K	SH	$15.64M 1.99%	108.00	62.41K
VANGUARD ADMIRAL FDS INCSOLE	MIDCP 400 IDX	182.50K	SH	$15.45M 1.97%	1.35K	181.15K
PACER FDS TRSOLE	LUNT LRG CP ALTR	370.95K	SH	$14.08M 1.79%	1.29K	369.65K
SPDR S&P 500 ETF TRSOLE	TR UNIT	27.32K	SH	$11.18M 1.42%	79.00	27.24K
SCHWAB STRATEGIC TRSOLE	SHT TM US TRES	187.20K	SH	$9.13M 1.16%	971.00	186.22K
INVESCO QQQ TRSOLE	UNIT SER 1	27.84K	SH	$8.94M 1.14%	311.00	27.53K
AMAZON COM INCSOLE	COM	85.53K	SH	$8.83M 1.12%	3.51K	82.03K
UNITED PARCEL SERVICE INCSOLE	CL B	41.39K	SH	$8.03M 1.02%	1.01K	40.38K
JPMORGAN CHASE & COSOLE	COM	55.61K	SH	$7.25M 0.92%	1.63K	53.98K
ISHARES TRSOLE	0-5 YR TIPS ETF	71.03K	SH	$7.05M 0.90%	297.00	70.74K
AIR PRODS & CHEMS INCSOLE	COM	23.51K	SH	$6.75M 0.86%	601.00	22.91K
ISHARES TRSOLE	CORE S&P SCP ETF	69.44K	SH	$6.71M 0.85%	101.00	69.33K
COCA COLA COSOLE	COM	107.22K	SH	$6.65M 0.85%	2.85K	104.38K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	178.19K	SH	$6.20M 0.79%	3.85K	174.34K
RIO TINTO PLCSOLE	SPONSORED ADR	87.50K	SH	$6.00M 0.76%	2.34K	85.16K

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