SOCKS DAVID A (President, CEO, Treas. & Sec.) sold 1.4% of their position (18K shares) of PHATHOM PHARMACEUTICALS, INC. on the open market
Open‑market sale worth $587.4K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 3 sales
Filed: 9/23/2021ACC: 0001209191-21-057517
DirectorOfficer· President, CEO, Treas. & Sec.
Since Oct 2019
-18K
Net shares
Net seller
$587.4K
Total sold
3
Open market trades
0B · 3S
3
Total transactions
18K disposed
Non-Derivative Transactions3
Common Stock
Indirect
Shares
−13.58K
Price / share
$32.79
Trade value
$445.11K
% of position
1.1%
9/21/2021
1.25M→1.23M
Common Stock
Indirect
Shares
−324.00
Price / share
$33.31
Trade value
$10.79K
% of position
0.0%
9/21/2021
1.23M→1.23M
Common Stock
Indirect
Shares
−4.10K
Price / share
$32.06
Trade value
$131.45K
% of position
0.3%
9/22/2021
1.23M→1.23M
Total
Net shares
−18K
Net value
-$587.35K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/21/2021 | S · Sale | −13.58K | $32.79 | $445.11K | 1.1% | 1.25M | 1.23M |
| Common Stock Indirect | 9/21/2021 | S · Sale | −324.00 | $33.31 | $10.79K | 0.0% | 1.23M | 1.23M |
| Common Stock Indirect | 9/22/2021 | S · Sale | −4.10K | $32.06 | $131.45K | 0.3% | 1.23M | 1.23M |
| Total | −18K | -$587.35K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned409.73
Total
409.73 indirect409.73
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 409.73 | Indirect |
| Total | 409.73 | 409.73 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported