SNS FINANCIAL GROUP, LLC

Filed: 1/22/2024ACC: 0001085146-24-000389

📋 What this filing means

SNS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 189 equity positions with a total reported market value of $844.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

189

Positions

$844.25M

Total AUM (reported)

12.48M

Total Shares

Allocation by class

MSCI USA QLT FCT$104.65M12.4%

COM$100.47M11.9%

INTL EQTY ETF$58.82M7.0%

3 7 YR TREAS BD$55.18M6.5%

US QTLY DIV GRT$41.14M4.9%

US BRD MKT ETF$35.70M4.2%

TR UNIT$35.59M4.2%

Portfolio Concentration

Top 3$218.65M25.9%

4–10$233.44M27.7%

11–25$220.91M26.2%

Rest$171.24M20.3%

Top 3 weight

25.9%

Top 10 weight

53.5%

Voting Authority Distribution

Total shares with voting rights: 12.48M

Sole

Full voting authority

12.05M

% of voting shares96.6%

Shared

Joint voting authority

77.10K

% of voting shares0.6%

None

No voting authority

352.46K

% of voting shares2.8%

Investment Discretion (by position count)

Sole151

Shared0

Other38

Dominant voting typeSole · 96.6% of voting shares

Institutional Holdings189

Rows:

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares710.79K

TypeSH

Market value$104.65M

12.40%

Sole

690.83K

Shared

111.00

None

19.85K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares1.59M

TypeSH

Market value$58.82M

6.97%

Sole

1.55M

Shared

566.00

None

38.21K

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares471.12K

TypeSH

Market value$55.18M

6.54%

Sole

457.59K

Shared

882.00

None

12.65K

WISDOMTREE TR

SOLE

US QTLY DIV GRT

Shares585.44K

TypeSH

Market value$41.14M

4.87%

Sole

569.93K

Shared

680.00

None

14.83K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares641.36K

TypeSH

Market value$35.70M

4.23%

Sole

619.52K

Shared

0.00

None

21.83K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares73.99K

TypeSH

Market value$35.31M

4.18%

Sole

71.88K

Shared

0.00

None

2.11K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares301.70K

TypeSH

Market value$32.71M

3.87%

Sole

292.50K

Shared

0.00

None

9.20K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2025 CB

Shares1.48M

TypeSH

Market value$30.33M

3.59%

Sole

1.45M

Shared

0.00

None

31.63K

APPLE INC

SOLE

COM

Shares151.31K

TypeSH

Market value$29.13M

3.45%

Sole

145.36K

Shared

2.86K

None

3.08K

ISHARES TR

SOLE

S&P 100 ETF

Shares130.33K

TypeSH

Market value$29.11M

3.45%

Sole

126.35K

Shared

0.00

None

3.98K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares370.70K

TypeSH

Market value$27.27M

3.23%

Sole

357.55K

Shared

464.00

None

12.69K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares464.82K

TypeSH

Market value$26.22M

3.11%

Sole

454.81K

Shared

277.00

None

9.73K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares533.75K

TypeSH

Market value$21.94M

2.60%

Sole

518.09K

Shared

147.00

None

15.52K

WORLD GOLD TR

SOLE

SPDR GLD MINIS

Shares516.42K

TypeSH

Market value$21.13M

2.50%

Sole

506.18K

Shared

77.00

None

10.17K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 CB

Shares926.91K

TypeSH

Market value$19.36M

2.29%

Sole

899.05K

Shared

0.00

None

27.86K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares122.06K

TypeSH

Market value$17.70M

2.10%

Sole

119.64K

Shared

0.00

None

2.42K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares191.97K

TypeSH

Market value$17.24M

2.04%

Sole

183.05K

Shared

85.00

None

8.83K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares186.82K

TypeSH

Market value$14.08M

1.67%

Sole

185.85K

Shared

0.00

None

966.00

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW OPPORTUNIS

Shares291.12K

TypeSH

Market value$12.99M

1.54%

Sole

286.70K

Shared

532.00

None

3.89K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares28.07K

TypeSH

Market value$8.73M

1.03%

Sole

27.41K

Shared

0.00

None

653.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares35.20K

TypeSH

Market value$8.35M

0.99%

Sole

35.20K

Shared

0.00

None

0.00

MICROSOFT CORP

DFND

COM

Shares21.93K

TypeSH

Market value$8.25M

0.98%

Sole

19.38K

Shared

1.74K

None

814.00

SCHWAB STRATEGIC TR

SOLE

EMRG MKTEQ ETF

Shares241.52K

TypeSH

Market value$5.99M

0.71%

Sole

236.01K

Shared

0.00

None

5.50K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares77.83K

TypeSH

Market value$5.94M

0.70%

Sole

72.24K

Shared

0.00

None

5.59K

DIMENSIONAL ETF TRUST

SOLE

US EQUITY ETF

Shares111.03K

TypeSH

Market value$5.75M

0.68%

Sole

110.50K

Shared

0.00

None

530.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ISHARES TRSOLE	MSCI USA QLT FCT	710.79K	SH	$104.65M 12.40%	690.83K	111.00	19.85K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	1.59M	SH	$58.82M 6.97%	1.55M	566.00	38.21K
ISHARES TRSOLE	3 7 YR TREAS BD	471.12K	SH	$55.18M 6.54%	457.59K	882.00	12.65K
WISDOMTREE TRSOLE	US QTLY DIV GRT	585.44K	SH	$41.14M 4.87%	569.93K	680.00	14.83K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	641.36K	SH	$35.70M 4.23%	619.52K	0.00	21.83K
SPDR S&P 500 ETF TRSOLE	TR UNIT	73.99K	SH	$35.31M 4.18%	71.88K	0.00	2.11K
ISHARES TRSOLE	NATIONAL MUN ETF	301.70K	SH	$32.71M 3.87%	292.50K	0.00	9.20K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2025 CB	1.48M	SH	$30.33M 3.59%	1.45M	0.00	31.63K
APPLE INCSOLE	COM	151.31K	SH	$29.13M 3.45%	145.36K	2.86K	3.08K
ISHARES TRSOLE	S&P 100 ETF	130.33K	SH	$29.11M 3.45%	126.35K	0.00	3.98K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	370.70K	SH	$27.27M 3.23%	357.55K	464.00	12.69K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	464.82K	SH	$26.22M 3.11%	454.81K	277.00	9.73K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	533.75K	SH	$21.94M 2.60%	518.09K	147.00	15.52K
WORLD GOLD TRSOLE	SPDR GLD MINIS	516.42K	SH	$21.13M 2.50%	506.18K	77.00	10.17K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 CB	926.91K	SH	$19.36M 2.29%	899.05K	0.00	27.86K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	122.06K	SH	$17.70M 2.10%	119.64K	0.00	2.42K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	191.97K	SH	$17.24M 2.04%	183.05K	85.00	8.83K
ISHARES TRSOLE	MSCI EAFE ETF	186.82K	SH	$14.08M 1.67%	185.85K	0.00	966.00
FIRST TR EXCHNG TRADED FD VISOLE	TCW OPPORTUNIS	291.12K	SH	$12.99M 1.54%	286.70K	532.00	3.89K
VANGUARD INDEX FDSSOLE	GROWTH ETF	28.07K	SH	$8.73M 1.03%	27.41K	0.00	653.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	35.20K	SH	$8.35M 0.99%	35.20K	0.00	0.00
MICROSOFT CORPDFND	COM	21.93K	SH	$8.25M 0.98%	19.38K	1.74K	814.00
SCHWAB STRATEGIC TRSOLE	EMRG MKTEQ ETF	241.52K	SH	$5.99M 0.71%	236.01K	0.00	5.50K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	77.83K	SH	$5.94M 0.70%	72.24K	0.00	5.59K
DIMENSIONAL ETF TRUSTSOLE	US EQUITY ETF	111.03K	SH	$5.75M 0.68%	110.50K	0.00	530.00

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