SNS FINANCIAL GROUP, LLC

Filed: 10/19/2023ACC: 0001085146-23-003820

📋 What this filing means

SNS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 183 equity positions with a total reported market value of $758.23M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

183

Positions

$758.23M

Total AUM (reported)

12.57M

Total Shares

Allocation by class

MSCI USA QLT FCT$92.07M12.1%

COM$91.77M12.1%

3 7 YR TREAS BD$56.33M7.4%

INTL EQTY ETF$53.16M7.0%

US QTLY DIV GRT$37.10M4.9%

TR UNIT$32.74M4.3%

US BRD MKT ETF$32.22M4.2%

Portfolio Concentration

Top 3$201.56M26.6%

4–10$208.87M27.5%

11–25$196.26M25.9%

Rest$151.54M20.0%

Top 3 weight

26.6%

Top 10 weight

54.1%

Voting Authority Distribution

Total shares with voting rights: 12.57M

Sole

Full voting authority

12.12M

% of voting shares96.4%

Shared

Joint voting authority

84.03K

% of voting shares0.7%

None

No voting authority

363.19K

% of voting shares2.9%

Investment Discretion (by position count)

Sole142

Shared0

Other41

Dominant voting typeSole · 96.4% of voting shares

Institutional Holdings183

Rows:

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares695.96K

TypeSH

Market value$92.07M

12.14%

Sole

675.66K

Shared

111.00

None

20.18K

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares497.78K

TypeSH

Market value$56.33M

7.43%

Sole

480.46K

Shared

1.27K

None

16.05K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares1.57M

TypeSH

Market value$53.16M

7.01%

Sole

1.52M

Shared

1.06K

None

40.65K

WISDOMTREE TR

SOLE

US QTLY DIV GRT

Shares584.39K

TypeSH

Market value$37.10M

4.89%

Sole

568.12K

Shared

0.00

None

16.26K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares75.11K

TypeSH

Market value$32.23M

4.25%

Sole

72.81K

Shared

0.00

None

2.30K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares646.28K

TypeSH

Market value$32.22M

4.25%

Sole

624.26K

Shared

0.00

None

22.02K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2025 CB

Shares1.38M

TypeSH

Market value$27.71M

3.65%

Sole

1.34M

Shared

0.00

None

33.82K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares392.52K

TypeSH

Market value$27.39M

3.61%

Sole

379.90K

Shared

464.00

None

12.16K

APPLE INC

DFND

COM

Shares153.57K

TypeSH

Market value$26.29M

3.47%

Sole

146.92K

Shared

3.12K

None

3.54K

ISHARES TR

SOLE

S&P 100 ETF

Shares128.78K

TypeSH

Market value$25.93M

3.42%

Sole

124.29K

Shared

0.00

None

4.49K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares456.10K

TypeSH

Market value$23.08M

3.04%

Sole

445.49K

Shared

930.00

None

9.68K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares522.81K

TypeSH

Market value$20.50M

2.70%

Sole

506.68K

Shared

147.00

None

15.98K

WORLD GOLD TR

SOLE

SPDR GLD MINIS

Shares515.56K

TypeSH

Market value$18.90M

2.49%

Sole

504.88K

Shared

77.00

None

10.60K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 CB

Shares888.69K

TypeSH

Market value$18.37M

2.42%

Sole

867.88K

Shared

0.00

None

20.80K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares121.81K

TypeSH

Market value$15.95M

2.10%

Sole

119.32K

Shared

0.00

None

2.48K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2023 CB

Shares656.20K

TypeSH

Market value$13.93M

1.84%

Sole

641.21K

Shared

0.00

None

14.99K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares178.54K

TypeSH

Market value$13.92M

1.84%

Sole

169.39K

Shared

157.00

None

ISHARES TR

SOLE

MSCI EAFE ETF

Shares194.42K

TypeSH

Market value$13.40M

1.77%

Sole

192.25K

Shared

0.00

None

2.17K

SOLE

US EQUITY ETF

Shares120.86K

TypeSH

Market value$5.63M

0.74%

Sole

118.53K

Shared

0.00

None

2.33K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ISHARES TRSOLE	MSCI USA QLT FCT	695.96K	SH	$92.07M 12.14%	675.66K	111.00	20.18K
ISHARES TRSOLE	3 7 YR TREAS BD	497.78K	SH	$56.33M 7.43%	480.46K	1.27K	16.05K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	1.57M	SH	$53.16M 7.01%	1.52M	1.06K	40.65K
WISDOMTREE TRSOLE	US QTLY DIV GRT	584.39K	SH	$37.10M 4.89%	568.12K	0.00	16.26K
SPDR S&P 500 ETF TRSOLE	TR UNIT	75.11K	SH	$32.23M 4.25%	72.81K	0.00	2.30K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	646.28K	SH	$32.22M 4.25%	624.26K	0.00	22.02K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2025 CB	1.38M	SH	$27.71M 3.65%	1.34M	0.00	33.82K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	392.52K	SH	$27.39M 3.61%	379.90K	464.00	12.16K
APPLE INCDFND	COM	153.57K	SH	$26.29M 3.47%	146.92K	3.12K	3.54K
ISHARES TRSOLE	S&P 100 ETF	128.78K	SH	$25.93M 3.42%	124.29K	0.00	4.49K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	456.10K	SH	$23.08M 3.04%	445.49K	930.00	9.68K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	522.81K	SH	$20.50M 2.70%	506.68K	147.00	15.98K
WORLD GOLD TRSOLE	SPDR GLD MINIS	515.56K	SH	$18.90M 2.49%	504.88K	77.00	10.60K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 CB	888.69K	SH	$18.37M 2.42%	867.88K	0.00	20.80K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	121.81K	SH	$15.95M 2.10%	119.32K	0.00	2.48K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2023 CB	656.20K	SH	$13.93M 1.84%	641.21K	0.00	14.99K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	178.54K	SH	$13.92M 1.84%	169.39K	157.00	9K
ISHARES TRSOLE	MSCI EAFE ETF	194.42K	SH	$13.40M 1.77%	192.25K	0.00	2.17K
FIRST TR EXCHNG TRADED FD VISOLE	TCW OPPORTUNIS	286.67K	SH	$12.06M 1.59%	283.09K	581.00	3K
ISHARES TRSOLE	NATIONAL MUN ETF	113.50K	SH	$11.64M 1.53%	110.17K	0.00	3.33K
VANGUARD INDEX FDSSOLE	GROWTH ETF	29.75K	SH	$8.10M 1.07%	29.07K	0.00	677.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	36.31K	SH	$7.71M 1.02%	36.02K	0.00	295.00
MICROSOFT CORPSOLE	COM	22.54K	SH	$7.12M 0.94%	19.70K	1.82K	1.02K
SCHWAB STRATEGIC TRSOLE	EMRG MKTEQ ETF	248.83K	SH	$5.96M 0.79%	242.26K	227.00	6.34K
DIMENSIONAL ETF TRUSTSOLE	US EQUITY ETF	120.86K	SH	$5.63M 0.74%	118.53K	0.00	2.33K

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