SNS FINANCIAL GROUP, LLC

Filed: 7/17/2023ACC: 0001085146-23-002730

📋 What this filing means

SNS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 188 equity positions with a total reported market value of $767.46M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

188

Positions

$767.46M

Total AUM (reported)

11.74M

Total Shares

Allocation by class

COM$102.21M13.3%

MSCI USA QLT FCT$93.76M12.2%

3 7 YR TREAS BD$58.15M7.6%

INTL EQTY ETF$54.86M7.1%

US QTLY DIV GRT$34.34M4.5%

TR UNIT$34.28M4.5%

US BRD MKT ETF$32.38M4.2%

Portfolio Concentration

Top 3$206.77M26.9%

4–10$207.87M27.1%

11–25$190.16M24.8%

Rest$162.67M21.2%

Top 3 weight

26.9%

Top 10 weight

54.0%

Voting Authority Distribution

Total shares with voting rights: 11.74M

Sole

Full voting authority

11.30M

% of voting shares96.3%

Shared

Joint voting authority

83.68K

% of voting shares0.7%

None

No voting authority

347.69K

% of voting shares3.0%

Investment Discretion (by position count)

Sole146

Shared0

Other42

Dominant voting typeSole · 96.3% of voting shares

Institutional Holdings188

Rows:

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares695.22K

TypeSH

Market value$93.76M

12.22%

Sole

673.93K

Shared

111.00

None

21.18K

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares504.50K

TypeSH

Market value$58.15M

7.58%

Sole

487.91K

Shared

1.24K

None

15.35K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares1.54M

TypeSH

Market value$54.86M

7.15%

Sole

1.50M

Shared

566.00

None

39.75K

WISDOMTREE TR

SOLE

US QTLY DIV GRT

Shares515.21K

TypeSH

Market value$34.34M

4.47%

Sole

500.47K

Shared

0.00

None

14.73K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares76.44K

TypeSH

Market value$34.01M

4.43%

Sole

74.14K

Shared

0.00

None

2.30K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares626.21K

TypeSH

Market value$32.38M

4.22%

Sole

606.37K

Shared

0.00

None

19.84K

APPLE INC

DFND

COM

Shares155.59K

TypeSH

Market value$30.18M

3.93%

Sole

148.25K

Shared

3.15K

None

4.20K

ISHARES TR

SOLE

S&P 100 ETF

Shares130.45K

TypeSH

Market value$27.01M

3.52%

Sole

126K

Shared

0.00

None

4.45K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares350.95K

TypeSH

Market value$25.51M

3.32%

Sole

339.11K

Shared

452.00

None

11.39K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares466.58K

TypeSH

Market value$24.43M

3.18%

Sole

456.41K

Shared

277.00

None

9.90K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares514.05K

TypeSH

Market value$20.91M

2.72%

Sole

498.24K

Shared

147.00

None

15.67K

WORLD GOLD TR

SOLE

SPDR GLD MINIS

Shares518.46K

TypeSH

Market value$19.75M

2.57%

Sole

510.15K

Shared

77.00

None

8.23K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 CB

Shares851.97K

TypeSH

Market value$17.52M

2.28%

Sole

832.16K

Shared

0.00

None

19.80K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2025 CB

Shares827.44K

TypeSH

Market value$16.66M

2.17%

Sole

808.98K

Shared

0.00

None

18.45K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares201.21K

TypeSH

Market value$14.59M

1.90%

Sole

198.07K

Shared

0.00

None

3.14K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares175.20K

TypeSH

Market value$13.60M

1.77%

Sole

166.28K

Shared

85.00

None

8.83K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares122.67K

TypeSH

Market value$13.09M

1.71%

Sole

119.33K

Shared

0.00

None

3.33K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW OPPORTUNIS

Shares290.89K

TypeSH

Market value$12.85M

1.67%

Sole

287.57K

Shared

534.00

None

2.79K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares88.80K

TypeSH

Market value$12.29M

1.60%

Sole

86.67K

Shared

0.00

None

2.13K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares46.52K

TypeSH

Market value$10.25M

1.34%

Sole

45.70K

Shared

0.00

None

820.00

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2023 CB

Shares439.87K

TypeSH

Market value$9.31M

1.21%

Sole

429.12K

Shared

0.00

None

10.74K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares30.40K

TypeSH

Market value$8.60M

1.12%

Sole

29.73K

Shared

0.00

None

677.00

MICROSOFT CORP

SOLE

COM

Shares23.70K

TypeSH

Market value$8.07M

1.05%

Sole

20.60K

Shared

1.84K

None

1.26K

SCHWAB STRATEGIC TR

SOLE

EMRG MKTEQ ETF

Shares263.37K

TypeSH

Market value$6.49M

0.85%

Sole

256.73K

Shared

0.00

None

6.64K

DIMENSIONAL ETF TRUST

SOLE

US EQUITY ETF

Shares128.38K

TypeSH

Market value$6.18M

0.81%

Sole

126.05K

Shared

0.00

None

2.33K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ISHARES TRSOLE	MSCI USA QLT FCT	695.22K	SH	$93.76M 12.22%	673.93K	111.00	21.18K
ISHARES TRSOLE	3 7 YR TREAS BD	504.50K	SH	$58.15M 7.58%	487.91K	1.24K	15.35K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	1.54M	SH	$54.86M 7.15%	1.50M	566.00	39.75K
WISDOMTREE TRSOLE	US QTLY DIV GRT	515.21K	SH	$34.34M 4.47%	500.47K	0.00	14.73K
SPDR S&P 500 ETF TRSOLE	TR UNIT	76.44K	SH	$34.01M 4.43%	74.14K	0.00	2.30K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	626.21K	SH	$32.38M 4.22%	606.37K	0.00	19.84K
APPLE INCDFND	COM	155.59K	SH	$30.18M 3.93%	148.25K	3.15K	4.20K
ISHARES TRSOLE	S&P 100 ETF	130.45K	SH	$27.01M 3.52%	126K	0.00	4.45K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	350.95K	SH	$25.51M 3.32%	339.11K	452.00	11.39K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	466.58K	SH	$24.43M 3.18%	456.41K	277.00	9.90K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	514.05K	SH	$20.91M 2.72%	498.24K	147.00	15.67K
WORLD GOLD TRSOLE	SPDR GLD MINIS	518.46K	SH	$19.75M 2.57%	510.15K	77.00	8.23K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 CB	851.97K	SH	$17.52M 2.28%	832.16K	0.00	19.80K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2025 CB	827.44K	SH	$16.66M 2.17%	808.98K	0.00	18.45K
ISHARES TRSOLE	MSCI EAFE ETF	201.21K	SH	$14.59M 1.90%	198.07K	0.00	3.14K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	175.20K	SH	$13.60M 1.77%	166.28K	85.00	8.83K
ISHARES TRSOLE	NATIONAL MUN ETF	122.67K	SH	$13.09M 1.71%	119.33K	0.00	3.33K
FIRST TR EXCHNG TRADED FD VISOLE	TCW OPPORTUNIS	290.89K	SH	$12.85M 1.67%	287.57K	534.00	2.79K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	88.80K	SH	$12.29M 1.60%	86.67K	0.00	2.13K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	46.52K	SH	$10.25M 1.34%	45.70K	0.00	820.00
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2023 CB	439.87K	SH	$9.31M 1.21%	429.12K	0.00	10.74K
VANGUARD INDEX FDSSOLE	GROWTH ETF	30.40K	SH	$8.60M 1.12%	29.73K	0.00	677.00
MICROSOFT CORPSOLE	COM	23.70K	SH	$8.07M 1.05%	20.60K	1.84K	1.26K
SCHWAB STRATEGIC TRSOLE	EMRG MKTEQ ETF	263.37K	SH	$6.49M 0.85%	256.73K	0.00	6.64K
DIMENSIONAL ETF TRUSTSOLE	US EQUITY ETF	128.38K	SH	$6.18M 0.81%	126.05K	0.00	2.33K

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