SNS FINANCIAL GROUP, LLC

Filed: 4/28/2023ACC: 0001085146-23-001982

📋 What this filing means

SNS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 185 equity positions with a total reported market value of $762.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

185

Positions

$762.14M

Total AUM (reported)

11.73M

Total Shares

Allocation by class

COM$100.29M13.2%

MSCI USA QLT FCT$88.05M11.6%

3 7 YR TREAS BD$63.98M8.4%

INTL EQTY ETF$53.22M7.0%

TR UNIT$35.57M4.7%

US BRD MKT ETF$30.44M4.0%

TOTAL BND MRKT$28.32M3.7%

Portfolio Concentration

Top 3$205.24M26.9%

4–10$191.48M25.1%

11–25$190.81M25.0%

Rest$174.60M22.9%

Top 3 weight

26.9%

Top 10 weight

52.1%

Voting Authority Distribution

Total shares with voting rights: 11.73M

Sole

Full voting authority

11.24M

% of voting shares95.8%

Shared

Joint voting authority

105.34K

% of voting shares0.9%

None

No voting authority

385.08K

% of voting shares3.3%

Investment Discretion (by position count)

Sole135

Shared0

Other50

Dominant voting typeSole · 95.8% of voting shares

Institutional Holdings185

Rows:

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares709.67K

TypeSH

Market value$88.05M

11.55%

Sole

688.62K

Shared

111.00

None

20.95K

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares543.80K

TypeSH

Market value$63.98M

8.39%

Sole

523.20K

Shared

621.00

None

19.98K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares1.53M

TypeSH

Market value$53.22M

6.98%

Sole

1.49M

Shared

566.00

None

38.37K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares84.38K

TypeSH

Market value$34.67M

4.55%

Sole

81.10K

Shared

0.00

None

3.27K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares636.11K

TypeSH

Market value$30.44M

3.99%

Sole

614.18K

Shared

0.00

None

21.92K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares383.57K

TypeSH

Market value$28.32M

3.72%

Sole

370.55K

Shared

452.00

None

12.57K

APPLE INC

DFND

COM

Shares160.18K

TypeSH

Market value$26.41M

3.47%

Sole

152.87K

Shared

2.99K

None

4.31K

ISHARES TR

SOLE

S&P 100 ETF

Shares132.88K

TypeSH

Market value$24.85M

3.26%

Sole

128.15K

Shared

0.00

None

4.73K

ISHARES TR

SOLE

CORE HIGH DV ETF

Shares237.86K

TypeSH

Market value$24.18M

3.17%

Sole

224.53K

Shared

0.00

None

13.34K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares467.32K

TypeSH

Market value$22.60M

2.97%

Sole

456.69K

Shared

277.00

None

10.35K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares522.58K

TypeSH

Market value$21.11M

2.77%

Sole

505.69K

Shared

147.00

None

16.75K

WORLD GOLD TR

SOLE

SPDR GLD MINIS

Shares536.87K

TypeSH

Market value$21.00M

2.75%

Sole

526.96K

Shared

77.00

None

9.82K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 CB

Shares870.33K

TypeSH

Market value$17.92M

2.35%

Sole

852.28K

Shared

0.00

None

18.04K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares227.96K

TypeSH

Market value$16.30M

2.14%

Sole

220.67K

Shared

0.00

None

7.29K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares137.42K

TypeSH

Market value$14.81M

1.94%

Sole

134.09K

Shared

0.00

None

3.33K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW OPPORTUNIS

Shares311.62K

TypeSH

Market value$14.04M

1.84%

Sole

305.97K

Shared

1.05K

None

4.59K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2023 CB

Shares647.46K

TypeSH

Market value$13.65M

1.79%

Sole

628.70K

Shared

0.00

None

18.75K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares178.14K

TypeSH

Market value$13.19M

1.73%

Sole

170.09K

Shared

85.00

None

7.96K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares85.99K

TypeSH

Market value$11.53M

1.51%

Sole

83.55K

Shared

0.00

None

2.45K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares50.52K

TypeSH

Market value$10.31M

1.35%

Sole

49.59K

Shared

0.00

None

936.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares32.32K

TypeSH

Market value$8.06M

1.06%

Sole

31.65K

Shared

0.00

None

677.00

FIRST TR MORNINGSTAR DIVID L

SOLE

SHS

Shares226.56K

TypeSH

Market value$8.04M

1.06%

Sole

220.99K

Shared

0.00

None

5.58K

MICROSOFT CORP

SOLE

COM

Shares25.34K

TypeSH

Market value$7.31M

0.96%

Sole

21.62K

Shared

2.38K

None

1.34K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2025 CB

Shares349.39K

TypeSH

Market value$7.09M

0.93%

Sole

338.82K

Shared

0.00

None

10.57K

SCHWAB STRATEGIC TR

SOLE

EMRG MKTEQ ETF

Shares263.24K

TypeSH

Market value$6.45M

0.85%

Sole

255.35K

Shared

0.00

None

7.89K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ISHARES TRSOLE	MSCI USA QLT FCT	709.67K	SH	$88.05M 11.55%	688.62K	111.00	20.95K
ISHARES TRSOLE	3 7 YR TREAS BD	543.80K	SH	$63.98M 8.39%	523.20K	621.00	19.98K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	1.53M	SH	$53.22M 6.98%	1.49M	566.00	38.37K
SPDR S&P 500 ETF TRSOLE	TR UNIT	84.38K	SH	$34.67M 4.55%	81.10K	0.00	3.27K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	636.11K	SH	$30.44M 3.99%	614.18K	0.00	21.92K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	383.57K	SH	$28.32M 3.72%	370.55K	452.00	12.57K
APPLE INCDFND	COM	160.18K	SH	$26.41M 3.47%	152.87K	2.99K	4.31K
ISHARES TRSOLE	S&P 100 ETF	132.88K	SH	$24.85M 3.26%	128.15K	0.00	4.73K
ISHARES TRSOLE	CORE HIGH DV ETF	237.86K	SH	$24.18M 3.17%	224.53K	0.00	13.34K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	467.32K	SH	$22.60M 2.97%	456.69K	277.00	10.35K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	522.58K	SH	$21.11M 2.77%	505.69K	147.00	16.75K
WORLD GOLD TRSOLE	SPDR GLD MINIS	536.87K	SH	$21.00M 2.75%	526.96K	77.00	9.82K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 CB	870.33K	SH	$17.92M 2.35%	852.28K	0.00	18.04K
ISHARES TRSOLE	MSCI EAFE ETF	227.96K	SH	$16.30M 2.14%	220.67K	0.00	7.29K
ISHARES TRSOLE	NATIONAL MUN ETF	137.42K	SH	$14.81M 1.94%	134.09K	0.00	3.33K
FIRST TR EXCHNG TRADED FD VISOLE	TCW OPPORTUNIS	311.62K	SH	$14.04M 1.84%	305.97K	1.05K	4.59K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2023 CB	647.46K	SH	$13.65M 1.79%	628.70K	0.00	18.75K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	178.14K	SH	$13.19M 1.73%	170.09K	85.00	7.96K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	85.99K	SH	$11.53M 1.51%	83.55K	0.00	2.45K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	50.52K	SH	$10.31M 1.35%	49.59K	0.00	936.00
VANGUARD INDEX FDSSOLE	GROWTH ETF	32.32K	SH	$8.06M 1.06%	31.65K	0.00	677.00
FIRST TR MORNINGSTAR DIVID LSOLE	SHS	226.56K	SH	$8.04M 1.06%	220.99K	0.00	5.58K
MICROSOFT CORPSOLE	COM	25.34K	SH	$7.31M 0.96%	21.62K	2.38K	1.34K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2025 CB	349.39K	SH	$7.09M 0.93%	338.82K	0.00	10.57K
SCHWAB STRATEGIC TRSOLE	EMRG MKTEQ ETF	263.24K	SH	$6.45M 0.85%	255.35K	0.00	7.89K

Page 1 of 8

…