SNS FINANCIAL GROUP, LLC

Filed: 1/25/2023ACC: 0001085146-23-000363

📋 What this filing means

SNS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 199 equity positions with a total reported market value of $740.69M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

199

Positions

$740.69M

Total AUM (reported)

11.90M

Total Shares

Allocation by class

COM$102.96M13.9%

MSCI USA QLT FCT$79.76M10.8%

3 7 YR TREAS BD$61.40M8.3%

INTL EQTY ETF$47.82M6.5%

TR UNIT$36.86M5.0%

US BRD MKT ETF$28.87M3.9%

TOTAL BND MRKT$27.09M3.7%

Portfolio Concentration

Top 3$188.98M25.5%

4–10$180.23M24.3%

11–25$187.44M25.3%

Rest$184.04M24.8%

Top 3 weight

25.5%

Top 10 weight

49.8%

Voting Authority Distribution

Total shares with voting rights: 11.90M

Sole

Full voting authority

11.31M

% of voting shares95.0%

Shared

Joint voting authority

19.10K

% of voting shares0.2%

None

No voting authority

575.68K

% of voting shares4.8%

Investment Discretion (by position count)

Sole150

Shared0

Other49

Dominant voting typeSole · 95.0% of voting shares

Institutional Holdings199

Rows:

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares699.86K

TypeSH

Market value$79.76M

10.77%

Sole

680.37K

Shared

0.00

None

19.49K

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares534.47K

TypeSH

Market value$61.40M

8.29%

Sole

518.16K

Shared

0.00

None

16.31K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares1.48M

TypeSH

Market value$47.82M

6.46%

Sole

1.45M

Shared

0.00

None

37.26K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares90.26K

TypeSH

Market value$34.68M

4.68%

Sole

85.99K

Shared

0.00

None

4.27K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares644.27K

TypeSH

Market value$28.87M

3.90%

Sole

623.90K

Shared

0.00

None

20.37K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares377.02K

TypeSH

Market value$27.09M

3.66%

Sole

364.67K

Shared

0.00

None

12.35K

ISHARES TR

SOLE

CORE HIGH DV ETF

Shares246.47K

TypeSH

Market value$25.69M

3.47%

Sole

232.93K

Shared

0.00

None

13.54K

ISHARES TR

SOLE

S&P 100 ETF

Shares129.49K

TypeSH

Market value$22.09M

2.98%

Sole

125.32K

Shared

0.00

None

4.18K

APPLE INC

SOLE

COM

Shares165.27K

TypeSH

Market value$21.47M

2.90%

Sole

155.37K

Shared

1.25K

None

8.65K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares521.81K

TypeSH

Market value$20.34M

2.75%

Sole

502.99K

Shared

0.00

None

18.82K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares423.97K

TypeSH

Market value$19.14M

2.58%

Sole

412.61K

Shared

0.00

None

11.36K

WORLD GOLD TR

SOLE

SPDR GLD MINIS

Shares519.93K

TypeSH

Market value$18.82M

2.54%

Sole

510.29K

Shared

0.00

None

9.64K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares166.70K

TypeSH

Market value$17.59M

2.37%

Sole

163.37K

Shared

0.00

None

3.33K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2023 CB

Shares835.95K

TypeSH

Market value$17.54M

2.37%

Sole

810.48K

Shared

0.00

None

25.47K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 CB

Shares838.15K

TypeSH

Market value$17.17M

2.32%

Sole

820.11K

Shared

0.00

None

18.04K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares237.63K

TypeSH

Market value$15.60M

2.11%

Sole

225.55K

Shared

0.00

None

12.08K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW OPPORTUNIS

Shares296.72K

TypeSH

Market value$13.03M

1.76%

Sole

292.76K

Shared

0.00

None

3.96K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares171.57K

TypeSH

Market value$12.78M

1.73%

Sole

164.14K

Shared

0.00

None

7.44K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares85.01K

TypeSH

Market value$11.50M

1.55%

Sole

82.74K

Shared

0.00

None

2.27K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares51.45K

TypeSH

Market value$9.84M

1.33%

Sole

50.52K

Shared

0.00

None

936.00

FIRST TR MORNINGSTAR DIVID L

SOLE

SHS

Shares232.29K

TypeSH

Market value$8.49M

1.15%

Sole

226.72K

Shared

0.00

None

5.58K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares34.51K

TypeSH

Market value$7.35M

0.99%

Sole

33.83K

Shared

0.00

None

677.00

MICROSOFT CORP

DFND

COM

Shares28.32K

TypeSH

Market value$6.79M

0.92%

Sole

23.76K

Shared

561.00

None

3.99K

SCHWAB STRATEGIC TR

SOLE

EMRG MKTEQ ETF

Shares256.01K

TypeSH

Market value$6.06M

0.82%

Sole

248.90K

Shared

0.00

None

7.11K

VANGUARD INTL EQUITY INDEX F

SOLE

TT WRLD ST ETF

Shares66.58K

TypeSH

Market value$5.74M

0.77%

Sole

63.24K

Shared

0.00

None

3.34K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ISHARES TRSOLE	MSCI USA QLT FCT	699.86K	SH	$79.76M 10.77%	680.37K	0.00	19.49K
ISHARES TRSOLE	3 7 YR TREAS BD	534.47K	SH	$61.40M 8.29%	518.16K	0.00	16.31K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	1.48M	SH	$47.82M 6.46%	1.45M	0.00	37.26K
SPDR S&P 500 ETF TRSOLE	TR UNIT	90.26K	SH	$34.68M 4.68%	85.99K	0.00	4.27K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	644.27K	SH	$28.87M 3.90%	623.90K	0.00	20.37K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	377.02K	SH	$27.09M 3.66%	364.67K	0.00	12.35K
ISHARES TRSOLE	CORE HIGH DV ETF	246.47K	SH	$25.69M 3.47%	232.93K	0.00	13.54K
ISHARES TRSOLE	S&P 100 ETF	129.49K	SH	$22.09M 2.98%	125.32K	0.00	4.18K
APPLE INCSOLE	COM	165.27K	SH	$21.47M 2.90%	155.37K	1.25K	8.65K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	521.81K	SH	$20.34M 2.75%	502.99K	0.00	18.82K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	423.97K	SH	$19.14M 2.58%	412.61K	0.00	11.36K
WORLD GOLD TRSOLE	SPDR GLD MINIS	519.93K	SH	$18.82M 2.54%	510.29K	0.00	9.64K
ISHARES TRSOLE	NATIONAL MUN ETF	166.70K	SH	$17.59M 2.37%	163.37K	0.00	3.33K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2023 CB	835.95K	SH	$17.54M 2.37%	810.48K	0.00	25.47K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 CB	838.15K	SH	$17.17M 2.32%	820.11K	0.00	18.04K
ISHARES TRSOLE	MSCI EAFE ETF	237.63K	SH	$15.60M 2.11%	225.55K	0.00	12.08K
FIRST TR EXCHNG TRADED FD VISOLE	TCW OPPORTUNIS	296.72K	SH	$13.03M 1.76%	292.76K	0.00	3.96K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	171.57K	SH	$12.78M 1.73%	164.14K	0.00	7.44K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	85.01K	SH	$11.50M 1.55%	82.74K	0.00	2.27K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	51.45K	SH	$9.84M 1.33%	50.52K	0.00	936.00
FIRST TR MORNINGSTAR DIVID LSOLE	SHS	232.29K	SH	$8.49M 1.15%	226.72K	0.00	5.58K
VANGUARD INDEX FDSSOLE	GROWTH ETF	34.51K	SH	$7.35M 0.99%	33.83K	0.00	677.00
MICROSOFT CORPDFND	COM	28.32K	SH	$6.79M 0.92%	23.76K	561.00	3.99K
SCHWAB STRATEGIC TRSOLE	EMRG MKTEQ ETF	256.01K	SH	$6.06M 0.82%	248.90K	0.00	7.11K
VANGUARD INTL EQUITY INDEX FSOLE	TT WRLD ST ETF	66.58K	SH	$5.74M 0.77%	63.24K	0.00	3.34K

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