SMYTH GERARD P. (EVP Technology and CIO) sold 50.6% of their position (6.25K shares) of AMERIPRISE FINANCIAL INC on the open market
Open‑market sale worth $2.96M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 5/18/2026ACC: 0001823254-26-000009
Officer· EVP Technology and CIO
Since Sep 2020
-7.69K
Net shares
Net seller
$3.63M
Total sold
1
Open market trades
0B · 1S
4
Total transactions
2.22K acquired · 9.91K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+2.22K
Price / share
$165.41
Trade value
$367.38K
% of position
19.2%
5/14/2026
11.57K→13.79K
Common Stock
Direct
Shares
−1.44K
Price / share
$471.22
Trade value
$677.14K
% of position
10.4%
5/14/2026
13.79K→12.36K
Common Stock
Direct
Shares
−6.25K
Price / share
$472.52
Trade value
$2.96M
% of position
50.6%
5/14/2026
12.36K→6.10K
Total
Net shares
−5.47K
Net value
-$3.27M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/14/2026 | M · Option Exercise | +2.22K | $165.41 | $367.38K | 19.2% | 11.57K | 13.79K |
| Common Stock Direct | 5/14/2026 | F · Tax Withholding | −1.44K | $471.22 | $677.14K | 10.4% | 13.79K | 12.36K |
| Common Stock Direct | 5/14/2026 | S · Sale | −6.25K | $472.52 | $2.96M | 50.6% | 12.36K | 6.10K |
| Total | −5.47K | -$3.27M | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
2.22K shares
Shares
−2.22K
Strike price
165.41
Held after
0.00
Exercisable
—
5/14/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock2.22K shares | 5/14/2026 | M · Option Exercise | −2.22K | 165.41 | — | 0.00 |