Senior insider sale
EVP Technology and CIO at AMERIPRISE FINANCIAL INC — senior position signals high conviction
$2.96M
6.25K shares
What this filing means
SMYTH GERARD P. plans to sell 6.25K shares of AMERIPRISE FINANCIAL INC valued at approximately $2.96M. Form 144 is a notice of intent to sell restricted or control securities — not a mandatory transaction. This filing provides advance warning of potential selling pressure.
Filed: 5/14/2026ACC: 0001823254-26-000007
Officer· EVP Technology and CIO
Since Sep 2020
6.25K
Shares to sell
$2.96M
Approx. market value
6.25K
Acquired (3 months)
1
Planned
Securities Acquired — Last 3 Months2
Employee Stock Option
Non-Qualified Stock Options Net Exercise
5/14/2026
784.00Vesting of Compensatory Equity Awards (See Remarks)
Compensatory Equity Awards
5/14/2025
5.47KTotal acquired6.25K
| Acquisition Date | Type | Amount Acquired | Gift |
|---|---|---|---|
5/14/2026 | Employee Stock Option Non-Qualified Stock Options Net Exercise | 784.00 | — |
5/14/2025 | Vesting of Compensatory Equity Awards (See Remarks) Compensatory Equity Awards | 5.47K | — |
| Total | 6.25K | ||
Planned & Completed Dispositions1
NYSEPlanned
Units to sell
6.25K
Market value
$2.96M
5/14/2026
Total
Units
6.25K
Value
$2.96M
| Date | Units to Sell | Approx. Market Value | Exchange | Status |
|---|---|---|---|---|
5/14/2026 | 6.25K | $2.96M | NYSE | Planned |
| Total | 6.25K | $2.96M | ||