SMYTH GERARD P. (EVP Technology and CIO) received a stock award from AMERIPRISE FINANCIAL INC
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 2/3/2026ACC: 0001823254-26-000005
Officer· EVP Technology and CIO
Since Sep 2020
+4.19K
Net shares
Net buyer
$71.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
4.33K acquired · 136.00 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−136.00
Price / share
$527.19
Trade value
$71.70K
% of position
1.3%
1/31/2026
10.70K→10.56K
Common Stock
Direct
Shares
+1.01K
Price / share
—
Trade value
—
% of position
9.6%
2/2/2026
10.56K→11.57K
Total
Net shares
+878.00
Net value
-$71.70K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2026 | F · Tax Withholding | −136.00 | $527.19 | $71.70K | 1.3% | 10.70K | 10.56K |
| Common Stock Direct | 2/2/2026 | A · Award | +1.01K | — | — | 9.6% | 10.56K | 11.57K |
| Total | +878.00 | -$71.70K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
3.31K shares
Shares
+3.31K
Strike price
532.18
Held after
3.31K
Exercisable
—
2/2/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock3.31K shares | 2/2/2026 | A · Award | +3.31K | 532.18 | — | 3.31K |