SMITHER JOHN W

PrivateCIK: 1559583
Location

WESTLAKE VILLAGE, CA

SMITHER JOHN W (Chief Financial Officer) received a stock award from SIENNA BIOPHARMACEUTICALS, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award
InsiderSMITHER JOHN WCIK 1559583
Officer· Chief Financial Officer
Since Jul 2018
+104.42K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
104.42K acquired
Non-Derivative Transactions1

Common Stock

Direct
A · Award

Shares

+45K

Price / share

Trade value

% of position

2715.8%
1/1/2019
1.66K46.66K
Total

Net shares

+45K

Net value

$0.00

Derivative Transactions3

Stock Options (Right to buy)

Direct
A · Award
Converts to

Common Stock

14.42K shares

Shares

+14.42K

Strike price

2.32

Held after

14.42K

Exercisable

1/1/2019

Stock Options (Right to buy)

Direct
A · Award
Converts to

Common Stock

22.50K shares

Shares

+22.50K

Strike price

2.32

Held after

22.50K

Exercisable

1/1/2019

Stock Options (Right to buy)

Direct
A · Award
Converts to

Common Stock

22.50K shares

Shares

+22.50K

Strike price

2.32

Held after

45K

Exercisable

1/1/2019
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned34.96K
Total
34.96K indirect34.96K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
SMITHER JOHN W — Insider Transaction (Form 4) Filed Jan 3, 2019 | Finecho