SMITH WINTHROP H JR

PrivateCIK: 1287807

Location

BOSTON, MA

SMITH WINTHROP H JR

Filed: 2/16/2021ACC: 0001225208-21-002528

InsiderSMITH WINTHROP H JRCIK 1287807

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IssuerMIRROR MERGER SUB 2, LLCCIK 350797

Director

Since Aug 2018

+67.00

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

67.00 acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions2

Deferred Stock

Direct

A · Award

Converts to

Eaton Vance Corp. Non-voting Common Stock

50.00 shares

Shares

+50.00

Strike price

0.0000

Held after

9.37K

Exercisable

—

2/12/2021

Phantom Stock

Direct

A · Award

Converts to

Eaton Vance Corp. Non-voting Common Stock

17.00 shares

Shares

+17.00

Strike price

0.0000

Held after

3.25K

Exercisable

—

2/12/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Deferred Stock Direct	Eaton Vance Corp. Non-voting Common Stock50.00 shares	2/12/2021	A · Award	+50.00	0.0000	—	9.37K
Phantom Stock Direct	Eaton Vance Corp. Non-voting Common Stock17.00 shares	2/12/2021	A · Award	+17.00	0.0000	—	3.25K

Non-Derivative Holdings (Post-Transaction)2

Eaton Vance Corp. Non-voting Common Stock

Direct

Shares owned27K

Eaton Vance Corp. Non-voting Common Stock

Indirect

Shares owned6.90K

Total

27K direct·6.90K indirect33.90K

Security Title	Shares Owned	Ownership Type
Eaton Vance Corp. Non-voting Common Stock	27K	Direct
Eaton Vance Corp. Non-voting Common Stock	6.90K	Indirect
Total	33.90K	27K direct·6.90K indirect

Derivative Holdings (Post-Transaction)4

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

5.74K

Shares owned

5.74K

Exercise price

36.7100

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

7.45K

Shares owned

7.45K

Exercise price

36.7600

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

4.04K

Shares owned

4.04K

Exercise price

41.9000

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

11.78K

Shares owned

11.78K

Exercise price

34.8400

Expiration

—

Exercise window

—

Total

Underlying

29.01K

Owned

29.01K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	36.7100	—	—	5.74K	5.74K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	36.7600	—	—	7.45K	7.45K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	41.9000	—	—	4.04K	4.04K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	34.8400	—	—	11.78K	11.78K
Total					29.01K	29.01K

SMITH WINTHROP H JR — Insider Transaction (Form 4) Filed Feb 16, 2021 | Finecho