SMITH W KEITH (President) reported 1 transaction at DIRECT DIGITAL HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 10/2/2025ACC: 0001203452-25-000008
DirectorOfficer10% Owner· President
Since Feb 2022
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
600K acquired · 600K disposed
Non-Derivative Transactions1
Class A Common Stock, par value $0.001 per share
Indirect
Shares
+600K
Price / share
—
Trade value
—
% of position
2120.1%
9/11/2025
28.30K→628.30K
Total
Net shares
+600K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.001 per share Indirect | 9/11/2025 | C · Conversion | +600K | — | — | 2120.1% | 28.30K | 628.30K |
| Total | +600K | $0.00 | ||||||
Derivative Transactions1
Class A Common Units of Direct Digital Holdings LLC
Indirect
Converts to
Class A Common Stock, par value $0.001 per share
600K shares
Shares
−600K
Strike price
Held after
4.59M
Exercisable
—
9/11/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class A Common Units of Direct Digital Holdings LLC Indirect | Class A Common Stock, par value $0.001 per share600K shares | 9/11/2025 | C · Conversion | −600K | — | 4.59M |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock, par value $0.001 per share
DirectShares owned66.37K
Total
66.37K direct66.37K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock, par value $0.001 per share | 66.37K | Direct |
| Total | 66.37K | 66.37K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported