SMITH-VAN VURST ANDREW

PrivateCIK: 2147206

Location

POMPANO BEACH, FL

SMITH-VAN VURST ANDREW (Chief Operating Officer) exercised options at BIOSTEM TECHNOLOGIES, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

SMITH-VAN VURST ANDREW

Filed: 10/9/2026ACC: 0001193125-26-419153

InsiderSMITH-VAN VURST ANDREWCIK 2147206

→

IssuerBIOSTEM TECHNOLOGIES, INC.CIK 1658678

DirectorOfficer10% Owner· Chief Operating Officer

Since Aug 2026

0.00

Net shares

Net seller

$500.0K

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

250K acquired · 250K disposed

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

Shares

+250K

Price / share

$2.00

Trade value

$500K

% of position

16.2%

10/7/2026

1.54M→1.79M

Total

Net shares

+250K

Net value

$500K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	10/7/2026	M · Option Exercise	+250K	$2.00	$500K	16.2%	1.54M	1.79M
Total			+250K		$500K

Derivative Transactions1

Options (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

250K shares

Shares

−250K

Strike price

2.00

Held after

2M

Exercisable

—

10/7/2026

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Options (Right to Buy) Direct	Common Stock250K shares	10/7/2026	M · Option Exercise	−250K	2.00	—	2M

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)7

Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

23.25K

Shares owned

23.25K

Exercise price

10.05

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

30.49K

Shares owned

30.49K

Exercise price

Expiration

—

Exercise window

—

Series A-1 Convertible Preferred Shares

Direct

Underlying security

Common Stock

Underlying shares

100.00

Shares owned

100.00

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

209.09K

Shares owned

209.09K

Exercise price

Expiration

—

Exercise window

—

Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

114.31K

Shares owned

114.31K

Exercise price

10.05

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

57.44K

Shares owned

57.44K

Exercise price

Expiration

—

Exercise window

—

Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

253.30K

Shares owned

253.30K

Exercise price

5.50

Expiration

—

Exercise window

—

Total

Underlying

687.98K

Owned

687.98K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Options (Right to Buy) Direct	Common Stock	10.05	—	—	23.25K	23.25K
Restricted Stock Units Direct	Common Stock		—	—	30.49K	30.49K
Series A-1 Convertible Preferred Shares Direct	Common Stock		—	—	100.00	100.00
Restricted Stock Units Direct	Common Stock		—	—	209.09K	209.09K
Options (Right to Buy) Direct	Common Stock	10.05	—	—	114.31K	114.31K
Restricted Stock Units Direct	Common Stock		—	—	57.44K	57.44K
Options (Right to Buy) Direct	Common Stock	5.50	—	—	253.30K	253.30K
Total					687.98K	687.98K

SMITH-VAN VURST ANDREW — Insider Transaction (Form 4) Filed Oct 9, 2026 | Finecho