SMITH TRENT N. enters AUTONOMIX MEDICAL, INC. with 50K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 1/26/2024ACC: 0001683168-24-000517
Officer· Chief Financial Officer
Since Jan 2024
50K
Baseline shares
100% direct
50K
Direct ownership
1 position
450K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned50K
Total
50K direct50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 50K | Direct |
| Total | 50K | 50K direct |
Derivative Holdings2
Warrant (right to buy)
DirectUnderlying security
Common stock
Underlying shares
25K
Shares owned
N/A
Exercise price
1.00
Expiration
—
Exercise window
—
Option (right to buy)
DirectUnderlying security
Common stock
Underlying shares
425K
Shares owned
N/A
Exercise price
2.00
Expiration
—
Exercise window
—
Total
Underlying
450K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant (right to buy) Direct | Common stock | 1.00 | — | — | 25K | N/A |
| Option (right to buy) Direct | Common stock | 2.00 | — | — | 425K | N/A |
| Total | 450K | 0.00 | ||||