SMITH THOMAS B (Chief Medical Officer) exercised options at BIODELIVERY SCIENCES INTERNATIONAL INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

SMITH THOMAS B

Filed: 1/31/2022ACC: 0001103021-22-000018

InsiderSMITH THOMAS BCIK 1748462

→

IssuerBIODELIVERY SCIENCES INTERNATIONAL INCCIK 1103021

Officer· Chief Medical Officer

Since Jul 2018

+305.63K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

338.21K acquired · 32.58K disposed

Non-Derivative Transactions3

Common Stock

Direct

M · Option Exercise

+17.36K

Price / share

—

Trade value

—

% of position

87.0%

1/27/2022

19.95K→37.31K

Common Stock

Direct

M · Option Exercise

+7.55K

Price / share

—

Trade value

—

% of position

20.2%

1/31/2022

37.31K→44.86K

Common Stock

Direct

M · Option Exercise

+7.67K

Price / share

—

Trade value

—

% of position

17.1%

1/31/2022

44.86K→52.53K

Total

Net shares

+32.58K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	1/27/2022	M · Option Exercise	+17.36K	—	—	87.0%	19.95K	37.31K
Common Stock Direct	1/31/2022	M · Option Exercise	+7.55K	—	—	20.2%	37.31K	44.86K
Common Stock Direct	1/31/2022	M · Option Exercise	+7.67K	—	—	17.1%	44.86K	52.53K
Total			+32.58K		$0.00

Derivative Transactions5

Stock Options (right to buy)

Direct

A · Award

Converts to

Common Stock

259.19K shares

+259.19K

Strike price

3.66

Held after

259.19K

Exercisable

—

1/27/2022

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

46.45K shares

+46.45K

Strike price

0.0

Held after

46.45K

Exercisable

—

1/27/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

17.36K shares

−17.36K

Strike price

0.0

Held after

34.72K

Exercisable

—

1/27/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

7.55K shares

−7.55K

Strike price

0.0

Held after

7.55K

Exercisable

—

1/29/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

7.67K shares

−7.67K

Strike price

0.0

Held after

0.00

Exercisable

—

1/31/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options (right to buy) Direct	Common Stock259.19K shares	1/27/2022	A · Award	+259.19K	3.66	—	259.19K
Restricted Stock Units Direct	Common Stock46.45K shares	1/27/2022	A · Award	+46.45K	0.0	—	46.45K
Restricted Stock Units Direct	Common Stock17.36K shares	1/27/2022	M · Option Exercise	−17.36K	0.0	—	34.72K
Restricted Stock Units Direct	Common Stock7.55K shares	1/29/2022	M · Option Exercise	−7.55K	0.0	—	7.55K
Restricted Stock Units Direct	Common Stock7.67K shares	1/31/2022	M · Option Exercise	−7.67K	0.0	—	0.00