SMITH RICHARD P (CEO & President) exercised options at TRICO BANCSHARES /
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/13/2025ACC: 0001628280-25-031405
DirectorOfficer· CEO & President
Since Mar 2026
-2.77K
Net shares
Net seller
$112.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
4.73K acquired · 7.50K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+4.73K
Price / share
—
Trade value
—
% of position
1.8%
6/12/2025
269.23K→273.96K
Common Stock
Direct
Shares
−2.77K
Price / share
$40.72
Trade value
$112.71K
% of position
1.0%
6/12/2025
273.96K→271.19K
Total
Net shares
+1.96K
Net value
-$112.71K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/12/2025 | M · Option Exercise | +4.73K | — | — | 1.8% | 269.23K | 273.96K |
| Common Stock Direct | 6/12/2025 | F · Tax Withholding | −2.77K | $40.72 | $112.71K | 1.0% | 273.96K | 271.19K |
| Total | +1.96K | -$112.71K | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock
4.73K shares
Shares
−4.73K
Strike price
Held after
28.09K
Exercisable
—
6/12/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock4.73K shares | 6/12/2025 | M · Option Exercise | −4.73K | — | 28.09K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned42.97K
Common Stock
IndirectShares owned268.60
Common Stock
IndirectShares owned1.14M
Total
1.18M indirect1.18M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 42.97K | Indirect |
| Common Stock | 268.60 | Indirect |
| Common Stock | 1.14M | Indirect |
| Total | 1.18M | 1.18M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported