SMITH RICHARD P (CEO & President) exercised options at TRICO BANCSHARES /
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/28/2025ACC: 0001628280-25-028086
DirectorOfficer· CEO & President
Since Mar 2026
-1.38K
Net shares
Net seller
$55.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
2.36K acquired · 3.74K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+2.36K
Price / share
—
Trade value
—
% of position
0.9%
5/27/2025
268.25K→270.61K
Common Stock
Direct
Shares
−1.38K
Price / share
$40.27
Trade value
$55.65K
% of position
0.5%
5/27/2025
270.61K→269.23K
Total
Net shares
+980.00
Net value
-$55.65K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/27/2025 | M · Option Exercise | +2.36K | — | — | 0.9% | 268.25K | 270.61K |
| Common Stock Direct | 5/27/2025 | F · Tax Withholding | −1.38K | $40.27 | $55.65K | 0.5% | 270.61K | 269.23K |
| Total | +980.00 | -$55.65K | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock
2.36K shares
Shares
−2.36K
Strike price
Held after
32.82K
Exercisable
—
5/27/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock2.36K shares | 5/27/2025 | M · Option Exercise | −2.36K | — | 32.82K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned1.14M
Common Stock
IndirectShares owned42.97K
Common Stock
IndirectShares owned268.60
Total
1.18M indirect1.18M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.14M | Indirect |
| Common Stock | 42.97K | Indirect |
| Common Stock | 268.60 | Indirect |
| Total | 1.18M | 1.18M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported