SMITH RICHARD P (CEO & President) exercised options at TRICO BANCSHARES /
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/31/2026ACC: 0000356171-26-000019
DirectorOfficer· CEO & President
Since Mar 2026
+17.70K
Net shares
Net buyer
$105.2K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
23.75K acquired · 6.04K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.81K
Price / share
—
Trade value
—
% of position
1.4%
3/30/2026
278.15K→281.96K
Common Stock
Direct
Shares
−2.23K
Price / share
$47.09
Trade value
$105.15K
% of position
0.8%
3/30/2026
281.96K→279.73K
Total
Net shares
+1.57K
Net value
-$105.15K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/30/2026 | M · Option Exercise | +3.81K | — | — | 1.4% | 278.15K | 281.96K |
| Common Stock Direct | 3/30/2026 | F · Tax Withholding | −2.23K | $47.09 | $105.15K | 0.8% | 281.96K | 279.73K |
| Total | +1.57K | -$105.15K | ||||||
Derivative Transactions3
Restricted Stock Unit
Direct
Converts to
Common Stock
9.97K shares
Shares
+9.97K
Strike price
Held after
30.87K
Exercisable
—
3/27/2026
Performance Stock Unit
Direct
Converts to
Common Stock
9.97K shares
Shares
+9.97K
Strike price
Held after
47.12K
Exercisable
—
3/27/2026
Restricted Stock Unit
Direct
Converts to
Common Stock
3.81K shares
Shares
−3.81K
Strike price
Held after
27.06K
Exercisable
—
3/30/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock9.97K shares | 3/27/2026 | A · Award | +9.97K | — | 30.87K | |
| Performance Stock Unit Direct | Common Stock9.97K shares | 3/27/2026 | A · Award | +9.97K | — | 47.12K | |
| Restricted Stock Unit Direct | Common Stock3.81K shares | 3/30/2026 | M · Option Exercise | −3.81K | — | 27.06K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned42.97K
Common Stock
IndirectShares owned1.11M
Common Stock
IndirectShares owned277.07
Total
1.16M indirect1.16M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 42.97K | Indirect |
| Common Stock | 1.11M | Indirect |
| Common Stock | 277.07 | Indirect |
| Total | 1.16M | 1.16M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported