SMITH RICHARD P (CEO & President) exercised options at TRICO BANCSHARES /
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/23/2024ACC: 0000356171-24-000114
DirectorOfficer· CEO & President
Since Mar 2026
-1.95K
Net shares
Net seller
$84.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
3.34K acquired · 5.29K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.34K
Price / share
—
Trade value
—
% of position
1.3%
10/21/2024
265.03K→268.37K
Common Stock
Direct
Shares
−1.95K
Price / share
$43.26
Trade value
$84.40K
% of position
0.7%
10/21/2024
268.37K→266.42K
Total
Net shares
+1.39K
Net value
-$84.40K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/21/2024 | M · Option Exercise | +3.34K | — | — | 1.3% | 265.03K | 268.37K |
| Common Stock Direct | 10/21/2024 | F · Tax Withholding | −1.95K | $43.26 | $84.40K | 0.7% | 268.37K | 266.42K |
| Total | +1.39K | -$84.40K | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock
3.34K shares
Shares
−3.34K
Strike price
Held after
28.12K
Exercisable
—
10/21/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock3.34K shares | 10/21/2024 | M · Option Exercise | −3.34K | — | 28.12K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned264.47
Common Stock
IndirectShares owned40.65K
Common Stock
IndirectShares owned1.15M
Total
1.19M indirect1.19M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 264.47 | Indirect |
| Common Stock | 40.65K | Indirect |
| Common Stock | 1.15M | Indirect |
| Total | 1.19M | 1.19M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported