SMITH RICHARD P (CEO & President) exercised options at TRICO BANCSHARES /
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/13/2024ACC: 0000356171-24-000093
DirectorOfficer· CEO & President
Since Mar 2026
-2.68K
Net shares
Net seller
$101.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
4.58K acquired · 7.25K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+4.58K
Price / share
—
Trade value
—
% of position
1.7%
6/12/2024
263.13K→267.71K
Common Stock
Direct
Shares
−2.68K
Price / share
$37.80
Trade value
$101.15K
% of position
1.0%
6/12/2024
267.71K→265.03K
Total
Net shares
+1.90K
Net value
-$101.15K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/12/2024 | M · Option Exercise | +4.58K | — | — | 1.7% | 263.13K | 267.71K |
| Common Stock Direct | 6/12/2024 | F · Tax Withholding | −2.68K | $37.80 | $101.15K | 1.0% | 267.71K | 265.03K |
| Total | +1.90K | -$101.15K | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock
4.58K shares
Shares
−4.58K
Strike price
Held after
30.95K
Exercisable
—
6/12/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock4.58K shares | 6/12/2024 | M · Option Exercise | −4.58K | — | 30.95K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned40.65K
Common Stock
IndirectShares owned260.23
Common Stock
IndirectShares owned1.17M
Total
1.22M indirect1.22M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 40.65K | Indirect |
| Common Stock | 260.23 | Indirect |
| Common Stock | 1.17M | Indirect |
| Total | 1.22M | 1.22M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported