SMITH RICHARD P (CEO & President) exercised options at TRICO BANCSHARES /
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/6/2024ACC: 0000356171-24-000074
DirectorOfficer· CEO & President
Since Mar 2026
-2.16K
Net shares
Net seller
$80.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
3.70K acquired · 5.87K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.70K
Price / share
—
Trade value
—
% of position
1.4%
6/5/2024
261.59K→265.29K
Common Stock
Direct
Shares
−2.16K
Price / share
$37.39
Trade value
$80.91K
% of position
0.8%
6/5/2024
265.29K→263.13K
Total
Net shares
+1.54K
Net value
-$80.91K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/5/2024 | M · Option Exercise | +3.70K | — | — | 1.4% | 261.59K | 265.29K |
| Common Stock Direct | 6/5/2024 | F · Tax Withholding | −2.16K | $37.39 | $80.91K | 0.8% | 265.29K | 263.13K |
| Total | +1.54K | -$80.91K | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock
3.70K shares
Shares
−3.70K
Strike price
Held after
35.53K
Exercisable
—
6/5/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock3.70K shares | 6/5/2024 | M · Option Exercise | −3.70K | — | 35.53K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned40.65K
Common Stock
IndirectShares owned260.23
Common Stock
IndirectShares owned1.17M
Total
1.22M indirect1.22M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 40.65K | Indirect |
| Common Stock | 260.23 | Indirect |
| Common Stock | 1.17M | Indirect |
| Total | 1.22M | 1.22M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported